We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYD icon
226
Boyd Gaming
BYD
$6.75B
$45K ﹤0.01%
2,250
– –
MGEE icon
227
MGE Energy Inc
MGEE
$3.03B
$45K ﹤0.01%
+800
New +$45.1K
PFG icon
228
Principal Financial Group
PFG
$24.3B
$45K ﹤0.01%
876
– –
BAA
229
DELISTED
Banro Corporation Common Stock
BAA
$45K ﹤0.01%
14,000
– –
HSY icon
230
Hershey
HSY
$37.3B
$44K ﹤0.01%
465
+27
+6% +$2.86K
IYR icon
231
iShares US Real Estate ETF
IYR
$4.75B
$44K ﹤0.01%
549
-317
-37% -$26.2K
TM icon
232
Toyota
TM
$228B
$44K ﹤0.01%
381
+50
+15% +$5.72K
FICO icon
233
Fair Isaac
FICO
$31.8B
$43K ﹤0.01%
345
– –
BFZ
234
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$42K ﹤0.01%
2,532
– –
RPAI
235
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
0
– –
FISV
236
Fiserv Inc
FISV
$29.7B
$41K ﹤0.01%
828
– –
KEYS icon
237
Keysight
KEYS
$50.7B
$41K ﹤0.01%
1,309
– –
PMX
238
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
0
– –
YHOO
239
DELISTED
Yahoo Inc
YHOO
$41K ﹤0.01%
950
+250
+36% +$10.3K
ETY icon
240
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$40K ﹤0.01%
3,700
– –
IGLB icon
241
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$40K ﹤0.01%
+635
New +$40.2K
RTX icon
242
RTX Corp
RTX
$290B
$40K ﹤0.01%
620
+67
+12% +$4.44K
UHT
243
Universal Health Realty Income Trust
UHT
$621M
$40K ﹤0.01%
635
– –
ICLR icon
244
Icon
ICLR
$13.7B
$39K ﹤0.01%
500
– –
MUC icon
245
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$39K ﹤0.01%
2,419
+1
+0% +$16
PDM
246
Piedmont Realty Trust
PDM
$1.24B
– –
0
– –
TLT icon
247
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$39K ﹤0.01%
+281
New +$39K
EXC icon
248
Exelon
EXC
$48.1B
$38K ﹤0.01%
1,587
– –
SJM icon
249
J.M. Smucker
SJM
$13.5B
$38K ﹤0.01%
277
-18
-6% -$2.64K
WTRG icon
250
Essential Utilities
WTRG
$11.5B
$38K ﹤0.01%
1,250
– –
8 9
10
11 12

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.