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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFZ
226
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$40K 0.01%
2,531
– –
CRM icon
227
Salesforce
CRM
$154B
$40K 0.01%
508
– –
HSY icon
228
Hershey
HSY
$37.3B
$39K 0.01%
438
– –
AVB icon
229
AvalonBay Communities
AVB
$27.5B
$38K 0.01%
206
– –
FISV
230
Fiserv Inc
FISV
$29.7B
$38K 0.01%
828
– –
PMX
231
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
0
– –
WTRG icon
232
Essential Utilities
WTRG
$11.5B
$37K 0.01%
1,250
– –
BRCD
233
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$37K 0.01%
4,000
– –
EXC icon
234
Exelon
EXC
$48.1B
$36K 0.01%
1,807
-101
-5% -$2.05K
EXP icon
235
Eagle Materials
EXP
$6.49B
$36K 0.01%
600
– –
MUC icon
236
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$36K 0.01%
2,418
– –
RTX icon
237
RTX Corp
RTX
$290B
$35K 0.01%
574
– –
SJM icon
238
J.M. Smucker
SJM
$13.5B
$34K 0.01%
277
– –
SRC
239
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$34K 0.01%
761
– –
EFII
240
DELISTED
Electronics for Imaging
EFII
$34K 0.01%
735
– –
MDLZ icon
241
Mondelez International
MDLZ
$82.9B
$33K 0.01%
738
-133
-15% -$5.95K
PDM
242
Piedmont Realty Trust
PDM
$1.24B
– –
0
– –
PGF icon
243
Invesco Financial Preferred ETF
PGF
$674M
$33K 0.01%
1,751
+251
+17% +$4.65K
WM icon
244
Waste Management
WM
$95B
$33K 0.01%
612
+37
+6% +$1.97K
MON
245
DELISTED
Monsanto Co
MON
$33K 0.01%
338
– –
BIIB icon
246
Biogen
BIIB
$30.9B
$32K 0.01%
106
– –
FICO icon
247
Fair Isaac
FICO
$31.8B
$32K 0.01%
345
– –
KEYS icon
248
Keysight
KEYS
$50.7B
$32K 0.01%
1,142
– –
UHT
249
Universal Health Realty Income Trust
UHT
$621M
$32K 0.01%
635
– –
UPS icon
250
United Parcel Service
UPS
$88.9B
$32K 0.01%
337
– –
8 9
10
11 12

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.