Allworth Financial’s Legg Mason, Inc. LM Stock Holding History

Allworth Financial’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-15	Closed	-$1K	–	1442
2020 Q1	$1K	Hold	15	–	–	﹤0.01%	1212
2019 Q4	$1K	Hold	15	–	–	﹤0.01%	1035
2019 Q3	$1K	Hold	15	–	–	﹤0.01%	934
2019 Q2	$1K	Hold	15	–	–	﹤0.01%	925
2019 Q1	$0	Buy	+15	New	+$430	﹤0.01%	1056

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Allworth Financial's LM Position: Q2 2020 in Review

Allworth Financial sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 15 shares — an estimated $1K sold.

Allworth Financial first reported a position in LM in Q1 2019 and held it in 5 quarters. The position peaked at $1K in Q1 2020. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

Allworth Financial reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
Allworth Financial sold 15 Legg Mason, Inc. shares in Q2 2020, an estimated $1K.
Allworth Financial first reported a position in Legg Mason, Inc. in Q1 2019 and held it in 5 quarters.
Allworth Financial's Legg Mason, Inc. position peaked at $1K in Q1 2020.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on Allworth Financial's 13F filing for Q2 2020, filed 24 Jul 2020.