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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+4.13%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.97B
AUM Growth
-$13.5M
Cap. Flow
-$199M
Cap. Flow %
-3.34%
Top 10 Hldgs %
9.26%
Holding
1,595
New
31
Increased
552
Reduced
891
Closed
82

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$7.22M
2
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.68M
3
WPG
Washington Prime Group Inc.
WPG
+$4.62M
4
CCOI icon
Cogent Communications
CCOI
+$4.6M
5
CF icon
CF Industries
CF
+$4.56M

Top Sells

Rank Stock Value
1
SPLS
Staples Inc
SPLS
+$18.6M
2
ANDV
Andeavor
ANDV
+$10.5M
3
CAT icon
Caterpillar
CAT
+$10.2M
4
WDC icon
Western Digital
WDC
+$8.98M
5
BA icon
Boeing
BA
+$8.41M

Sector Composition

Rank Sector Weight
1 Industrials 10.01%
2 Financials 9.48%
3 Technology 9.31%
4 Healthcare 8.88%
5 Consumer Discretionary 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LECO icon
251
Lincoln Electric
LECO
$13.7B
$6.45M 0.11%
70,303
-2,645
-4% -$236K
AFL icon
252
Aflac
AFL
$64.8B
$6.44M 0.11%
158,354
-5,614
-3% -$226K
LCM
253
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$6.39M 0.11%
741,885
+185,712
+33% +$1.59M
NZF icon
254
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$6.37M 0.11%
418,531
-125,905
-23% -$1.92M
NVG icon
255
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$6.36M 0.11%
413,393
-47,945
-10% -$741K
CEM
256
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.28M 0.11%
84,691
+13,762
+19% +$1.04M
NDP
257
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$6.25M 0.1%
58,446
-6,576
-10% -$695K
TPZ
258
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$6.24M 0.1%
291,531
+70,532
+32% +$1.46M
SCD
259
LMP Capital and Income Fund
SCD
$354M
$6.18M 0.1%
425,246
+60,408
+17% +$863K
EOD
260
Allspring Global Dividend Opportunity Fund
EOD
$277M
$6.17M 0.1%
984,362
-382,719
-28% -$2.4M
NHI icon
261
National Health Investors
NHI
$3.69B
$6.17M 0.1%
79,842
-3,443
-4% -$269K
AGC
262
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$6.17M 0.1%
988,665
-73,733
-7% -$459K
MOS icon
263
The Mosaic Company
MOS
$7.24B
$6.14M 0.1%
284,194
-177,061
-38% -$3.83M
PSA icon
264
Public Storage
PSA
$59.3B
$6.13M 0.1%
28,626
-4,263
-13% -$881K
GAIN icon
265
Gladstone Investment Corp
GAIN
$646M
$6.11M 0.1%
643,992
-138,676
-18% -$1.3M
EFT
266
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$6.08M 0.1%
415,987
+50,225
+14% +$748K
NCZ
267
Virtus Convertible & Income Fund II
NCZ
$290M
$6.03M 0.1%
241,211
-32,210
-12% -$807K
MTD icon
268
Mettler-Toledo International
MTD
$27.9B
$6.02M 0.1%
9,607
-902
-9% -$542K
SUNS
269
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$6M 0.1%
347,986
-17,484
-5% -$295K
HTD
270
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$915M
$5.98M 0.1%
231,101
-86,148
-27% -$2.21M
TTP
271
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$5.97M 0.1%
77,538
-3,530
-4% -$268K
FRA icon
272
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$5.95M 0.1%
414,546
-1,599
-0.4% -$22.5K
DHR icon
273
Danaher
DHR
$138B
$5.94M 0.1%
78,081
-13,433
-15% -$994K
URI icon
274
United Rentals
URI
$66.5B
$5.93M 0.1%
42,738
+3,157
+8% +$377K
HSY icon
275
Hershey
HSY
$35.9B
$5.9M 0.1%
54,036
-5,944
-10% -$633K
9 10
11
12 13

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GFM
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EAM
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HPG
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BP
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EMPI
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JWBC
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Advisors Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Advisors Asset Management held 1,595 positions worth $5.97B, down 0.23% from $5.98B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Advisors Asset Management withdrew a net $199M in Q3 2017, closing 82 positions and reducing 891 holdings. Its most notable exit was Staples Inc, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 10% of assets, up from 10% a quarter earlier, followed by Financials and Technology.

Against the trend, Advisors Asset Management opened a new position in Steelcase worth $2.87M.

  • Advisors Asset Management's largest Q3 2017 buy was Steelcase: 186,526 shares worth $2.87M.
  • Advisors Asset Management added most to GE Aerospace in Q3 2017, an estimated $7.22M increase.
  • Advisors Asset Management's biggest Q3 2017 reduction was Andeavor, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited Staples Inc in Q3 2017, selling an estimated $18.6M.
  • Advisors Asset Management's ten largest holdings make up 9.3% of its $5.97B portfolio in Q3 2017.
  • Advisors Asset Management opened 31 new positions and closed 82 in Q3 2017.
  • Advisors Asset Management's portfolio value fell 0.23% quarter-over-quarter to $5.97B.

Based on Advisors Asset Management's 13F filing for Q3 2017, filed 7 Nov 2017.