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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Verizon
VZ
$195B
| $62.8M | 1.03% |
1,207,760
-4,828
| -0.4% | -$259K |
|
2
Pfizer
PFE
$143B
| $57.1M | 0.94% |
1,777,584
+40,135
| +2% | +$1.34M |
|
3
AT&T
T
$159B
| $51.8M | 0.85% |
1,687,482
-43,921
| -3% | -$1.39M |
|
4
Merck
MRK
$322B
| $51.7M | 0.85% |
867,641
+1,013
| +0.1% | +$59.2K |
|
5
Microsoft
MSFT
$3.45T
| $47.2M | 0.77% |
819,040
+587
| +0.1% | +$33.1K |
|
6
Apple
AAPL
$4.54T
| $41.6M | 0.68% |
1,470,284
+29,240
| +2% | +$774K |
|
7
Amazon
AMZN
$2.92T
| $39.7M | 0.65% |
947,200
+126,100
| +15% | +$4.83M |
|
8
AbbVie
ABBV
$443B
| $39.4M | 0.65% |
624,244
+85,278
| +16% | +$5.52M |
|
9
IBM
IBM
$211B
| $37.6M | 0.62% |
247,850
+26,042
| +12% | +$3.95M |
|
10
Oneok
OKE
$57.2B
| $35M | 0.57% |
680,547
-128,186
| -16% | -$6.07M |
|
11
Meta Platforms (Facebook)
META
$1.42T
| $34.6M | 0.57% |
269,786
+18,459
| +7% | +$2.29M |
|
12
ExxonMobil
XOM
$644B
| $34.6M | 0.57% |
396,132
+51,103
| +15% | +$4.53M |
|
13
Alphabet (Google) Class A
GOOGL
$4.36T
| $34.5M | 0.57% |
858,520
+7,960
| +0.9% | +$311K |
|
14
Altria Group
MO
$114B
| $34.1M | 0.56% |
540,089
-64,564
| -11% | -$4.29M |
|
15
Johnson & Johnson
JNJ
$618B
| $33.9M | 0.56% |
286,633
-2,546
| -0.9% | -$309K |
|
16
Philip Morris
PM
$297B
| $32.9M | 0.54% |
338,350
-10,065
| -3% | -$1.01M |
|
17
Cisco
CSCO
$457B
| $32.1M | 0.53% |
1,013,197
+103,009
| +11% | +$3.17M |
|
|
CY
18
DELISTED
Cypress Semiconductor
CY
| $31.1M | 0.51% |
2,558,341
-10,998
| -0.4% | -$126K |
|
19
Intel
INTC
$455B
| $31M | 0.51% |
821,096
-11,082
| -1% | -$392K |
|
20
CenterPoint Energy
CNP
$27.7B
| $30.9M | 0.51% |
1,328,943
-82,756
| -6% | -$1.93M |
|
|
SE
21
DELISTED
Spectra Energy Corp Wi
SE
| $30.8M | 0.51% |
720,588
+107,804
| +18% | +$4.1M |
|
22
Home Depot
HD
$331B
| $30.8M | 0.5% |
239,050
+16,010
| +7% | +$2.13M |
|
23
Chevron
CVX
$392B
| $29.7M | 0.49% |
288,493
-15,898
| -5% | -$1.62M |
|
|
CYS
24
DELISTED
CYS Investments Inc.
CYS
| $29.2M | 0.48% |
3,345,149
-484,333
| -13% | -$4.27M |
|
25
Entergy
ETR
$50.2B
| $29.1M | 0.48% |
757,322
-9,754
| -1% | -$388K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.