Advisor Group’s New Mountain Finance NMFC Stock Holding History

Advisor Group’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.91M	Buy	211,574 +9,942	+5%	+$135K	0.02%	639
2019 Q3	$2.75M	Buy	201,632 +25,764	+15%	+$351K	0.02%	634
2019 Q2	$2.46M	Buy	175,868 +22,740	+15%	+$318K	0.02%	676
2019 Q1	$2.08M	Buy	153,128 +13,612	+10%	+$185K	0.02%	700
2018 Q4	$1.76M	Buy	139,516 +15,927	+13%	+$211K	0.02%	682
2018 Q3	$1.67M	Buy	123,589 +36,913	+43%	+$511K	0.02%	724
2018 Q2	$1.18M	Sell	86,676 -2,393	-3%	-$32.5K	0.02%	782
2018 Q1	$1.17M	Buy	89,069 +6,913	+8%	+$91.3K	0.02%	782
2017 Q4	$1.11M	Buy	82,156 +26,606	+48%	+$375K	0.01%	827
2017 Q3	$791K	Buy	55,550 +4,054	+8%	+$57.6K	0.01%	935
2017 Q2	$751K	Buy	51,496 +12,257	+31%	+$179K	0.01%	903
2017 Q1	$584K	Buy	39,239 +12,173	+45%	+$178K	0.01%	986
2016 Q4	$381K	Buy	27,066 +6,374	+31%	+$88K	0.01%	1157
2016 Q3	$285K	Buy	20,692 +5,955	+40%	+$81.4K	0.01%	1301
2016 Q2	$188K	Buy	+14,737	New	+$184K	﹤0.01%	1503

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Advisor Group's NMFC Position: Q4 2019 in Review

Advisor Group increased its New Mountain Finance (NMFC) stake by 4.9% in Q4 2019, buying an estimated $135K and bringing the position to 211,574 shares worth $2.91M. The position accounts for 0.02% of the portfolio, ranked #639.

Advisor Group first reported a position in NMFC in Q2 2016 and has held it in 15 quarters since. 165 funds tracked by Wall St. Rank hold NMFC as of Q4 2019.

Advisor Group held 211,574 shares of New Mountain Finance worth $2.91M as of Q4 2019.
Advisor Group bought 9,942 New Mountain Finance shares in Q4 2019, an estimated $135K.
New Mountain Finance made up 0.02% of Advisor Group's portfolio in Q4 2019, its #639 holding.
Advisor Group first reported a position in New Mountain Finance in Q2 2016 and has held it in 15 quarters since.
165 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.