A.R.T. Advisors’s Preferred Bank PFBC Stock Holding History

A.R.T. Advisors’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,781	Closed	-$273K	–	1663
2019 Q2	$273K	Sell	5,781 -2,800	-33%	-$132K	0.02%	995
2019 Q1	$386K	Sell	8,581 -1,670	-16%	-$79.5K	0.02%	841
2018 Q4	$444K	Buy	10,251 +3,621	+55%	+$185K	0.03%	778
2018 Q3	$387K	Sell	6,630 -4,000	-38%	-$251K	0.02%	951
2018 Q2	$653K	Buy	10,630 +7,300	+219%	+$472K	0.03%	814
2018 Q1	$213K	Sell	3,330 -270	-8%	-$17.2K	0.01%	1247
2017 Q4	$211K	Hold	3,600	–	–	0.01%	1144
2017 Q3	$217K	Buy	+3,600	New	+$198K	0.01%	1111
2017 Q2	–	Sell	-5,500	Closed	-$295K	–	1648
2017 Q1	$295K	Sell	5,500 -4,800	-47%	-$261K	0.01%	1009
2016 Q4	$539K	Buy	+10,300	New	+$436K	0.03%	714

Other funds holding PFBC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

A.R.T. Advisors's PFBC Position: Q3 2019 in Review

A.R.T. Advisors sold out of Preferred Bank (PFBC) in Q3 2019, closing a stake of 5,781 shares — an estimated $273K sold.

A.R.T. Advisors first reported a position in PFBC in Q4 2016 and held it in 10 quarters. The position peaked at $653K in Q2 2018. 136 funds tracked by Wall St. Rank hold PFBC as of Q3 2019.

A.R.T. Advisors reported no remaining Preferred Bank position as of Q3 2019 after selling out during the quarter.
A.R.T. Advisors sold 5,781 Preferred Bank shares in Q3 2019, an estimated $273K.
A.R.T. Advisors first reported a position in Preferred Bank in Q4 2016 and held it in 10 quarters.
A.R.T. Advisors's Preferred Bank position peaked at $653K in Q2 2018.
136 funds tracked by Wall St. Rank held Preferred Bank as of Q3 2019.

Based on A.R.T. Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.