3D Asset Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

3D Asset Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-30,079	Closed	-$1.48M	–	47
2014 Q2	$1.48M	Buy	30,079 +39	+0.1%	+$1.85K	0.43%	21
2014 Q1	$1.46M	Buy	30,040 +40	+0.1%	+$1.91K	0.44%	22
2013 Q4	$1.46M	Hold	30,000	–	–	0.44%	23
2013 Q3	$1.31M	Buy	+30,000	New	+$1.27M	0.43%	25

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

3D Asset Management's FYX Position: Q3 2014 in Review

3D Asset Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2014, closing a stake of 30,079 shares — an estimated $1.48M sold.

3D Asset Management first reported a position in FYX in Q3 2013 and held it in 4 quarters. The position peaked at $1.48M in Q2 2014. 57 funds tracked by Wall St. Rank hold FYX as of Q3 2014.

3D Asset Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
3D Asset Management sold 30,079 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2014, an estimated $1.48M.
3D Asset Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2013 and held it in 4 quarters.
3D Asset Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.48M in Q2 2014.
57 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2014.

Based on 3D Asset Management's 13F filing for Q3 2014, filed 27 Oct 2014.