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Hercules Capital
HTGC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Stifel Financial
26
Stifel Financial
Missouri
USD 7.67 M -USD 238 k -15,309 -3%
Ameriprise
27
Ameriprise
Minnesota
USD 7.65 M +USD 732 k +47,079 +11%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
USD 7.26 M -USD 558 k -35,860 -7%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
USD 5.33 M -USD 1.62 M -104,300 -24%
D.A. Davidson & Co
30
D.A. Davidson & Co
Montana
USD 5.3 M +USD 194 k +12,493 +4%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
USD 5.19 M +USD 5.12 M +329,090 Nuevas
Neuberger Berman Group
32
Neuberger Berman Group
New York
USD 4.8 M +USD 45.1 k +2,900 +1%
Advisors Asset Management
33
Advisors Asset Management
Colorado
USD 4.6 M -USD 243 k -15,615 -5%
Confluence Investment Management
34
Confluence Investment Management
Missouri
USD 4.36 M +USD 44.2 k +2,839 +1%
Goldman Sachs
35
Goldman Sachs
New York
USD 4.17 M -USD 1.87 M -120,149 -31%
State Street
36
State Street
Massachusetts
USD 4.14 M +USD 612 k +39,349 +18%
Bank of America
37
Bank of America
North Carolina
USD 4.09 M +USD 507 k +32,630 +14%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
USD 4.05 M +USD 5.92 k +381 +0.1%
FJ Capital Management
39
FJ Capital Management
Virginia
USD 3.93 M -USD 445 k -28,627 -10%
Balyasny Asset Management
40
Balyasny Asset Management
Illinois
USD 3.67 M +USD 1.26 M +80,760 +53%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
USD 3.64 M -USD 54.5 k -3,507 -1%
Cerity Partners
42
Cerity Partners
New York
USD 3.43 M +USD 308 k +19,786 +10%
Naviter Wealth
43
Naviter Wealth
Arkansas
USD 3.43 M +USD 112 k +7,221 +3%
Canada Life
44
Canada Life
Manitoba, Canada
USD 3.33 M +USD 418 k +26,899 +15%
Denali Advisors
45
Denali Advisors
California
USD 3.32 M -USD 213 k -13,717 -6%
Mount Yale Investment Advisors
46
Mount Yale Investment Advisors
Colorado
USD 3.28 M +USD 23.1 k +1,483 +0.7%
BNP Paribas Financial Markets
47
BNP Paribas Financial Markets
France
USD 3.2 M +USD 151 k +9,680 +5%
William Blair & Company
48
William Blair & Company
Illinois
USD 3.02 M – – –
FAS Wealth Partners
49
FAS Wealth Partners
Kansas
USD 3.01 M +USD 158 k +10,158 +6%
WC
50
Waterloo Capital
Texas
USD 3.01 M +USD 64.6 k +4,151 +2%
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