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Gladstone Investment Corp
GAIN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 7.36 M -USD 116 k -12,499 -2%
LSV Asset Management
2
LSV Asset Management
Illinois
USD 4.72 M +USD 50.4 k +5,417 +1%
UBS Group
3
UBS Group
Switzerland
USD 3.83 M -USD 3.15 M -338,844 -45%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
USD 3.42 M +USD 3.39 M +364,000 Nuevas
Ladenburg Thalmann Financial Services
5
Ladenburg Thalmann Financial Services
Florida
USD 3.24 M +USD 186 k +20,022 +6%
Morgan Stanley
6
Morgan Stanley
New York
USD 3.07 M -USD 282 k -30,300 -8%
Davenport & Co
7
Davenport & Co
Virginia
USD 2.99 M +USD 138 k +14,807 +5%
VanEck Associates
8
VanEck Associates
New York
USD 2.64 M +USD 460 k +49,373 +21%
OA
9
Outfitter Advisors
Virginia
USD 2.32 M +USD 26.1 k +2,800 +1%
GSA Capital Partners
10
GSA Capital Partners
United Kingdom
USD 2.28 M +USD 950 k +102,100 +73%
Two Sigma Advisers
11
Two Sigma Advisers
New York
USD 2.08 M +USD 514 k +55,200 +33%
Cue Advisory Services
12
Cue Advisory Services
Arizona
USD 2.04 M -USD 18.6 k -2,000 -0.9%
BlackRock
13
BlackRock
New York
USD 1.94 M -USD 396 k -42,521 -17%
Two Sigma Investments
14
Two Sigma Investments
New York
USD 1.91 M +USD 2.29 k +246 +0.1%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
USD 1.68 M +USD 94 k +10,100 +6%
AIM
16
Advantage Investment Management
Iowa
USD 1.25 M +USD 107 k +11,523 +9%
Nuveen Fund Advisors
17
Nuveen Fund Advisors
Illinois
USD 971 k -USD 275 k -29,529 -22%
Wedge Capital Management
18
Wedge Capital Management
North Carolina
USD 912 k – – –
California Public Employees Retirement System
19
California Public Employees Retirement System
California
USD 771 k – – –
Legal & General Group
20
Legal & General Group
United Kingdom
USD 754 k +USD 78.3 k +8,415 +12%
ICM Asset Management
21
ICM Asset Management
Washington
USD 573 k -USD 13.6 k -1,460 -2%
WA
22
WFG Advisors
Texas
USD 573 k +USD 280 k +30,102 +98%
CWM
23
Cornerstone Wealth Management
Missouri
USD 521 k -USD 154 k -16,522 -23%
GAMC
24
Garner Asset Management Corp
Texas
USD 521 k +USD 516 k +55,425 Nuevas
Archford Capital Strategies
25
Archford Capital Strategies
Illinois
USD 430 k +USD 37.2 k +4,000 +10%
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