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Gladstone Investment Corp
GAIN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 5.86 M +USD 1.01 M +120,703 +22%
UBS Group
2
UBS Group
Switzerland
USD 5.08 M +USD 291 k +34,803 +6%
LSV Asset Management
3
LSV Asset Management
Illinois
USD 4.31 M – – –
Morgan Stanley
4
Morgan Stanley
New York
USD 4.12 M +USD 2.02 M +241,363 +109%
Davenport & Co
5
Davenport & Co
Virginia
USD 2.83 M -USD 477 k -57,115 -15%
Two Sigma Investments
6
Two Sigma Investments
New York
USD 2.24 M +USD 443 k +53,081 +27%
OA
7
Outfitter Advisors
Virginia
USD 2.19 M +USD 690 k +82,600 +50%
Millennium Management
8
Millennium Management
New York
USD 2.06 M +USD 641 k +76,800 +50%
Two Sigma Advisers
9
Two Sigma Advisers
New York
USD 2.02 M +USD 12.2 k +1,465 +0.6%
Cue Advisory Services
10
Cue Advisory Services
Arizona
USD 1.89 M +USD 25.1 k +3,000 +1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 1.48 M -USD 1.31 M -156,274 -48%
BlackRock Group
12
BlackRock Group
United Kingdom
USD 1.38 M -USD 60.6 k -7,261 -4%
Confluence Investment Management
13
Confluence Investment Management
Missouri
USD 1.27 M – – –
VanEck Associates
14
VanEck Associates
New York
USD 1.23 M +USD 83 k +9,937 +8%
Nuveen Fund Advisors
15
Nuveen Fund Advisors
Illinois
USD 1.18 M +USD 87.2 k +10,436 +9%
Algert Global
16
Algert Global
California
USD 1.16 M +USD 1.09 M +130,098 Nuevas
Hillsdale Investment Management
17
Hillsdale Investment Management
Ontario, Canada
USD 1.07 M +USD 1.01 M +120,600 Nuevas
Wedge Capital Management
18
Wedge Capital Management
North Carolina
USD 862 k – – –
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 757 k +USD 30.5 k +3,648 +4%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
USD 729 k – – –
JP Morgan Chase
21
JP Morgan Chase
New York
USD 722 k +USD 184 k +21,994 +37%
CWM
22
Cornerstone Wealth Management
Missouri
USD 683 k +USD 637 k +76,216 Nuevas
DTL
23
Dynamic Technology Lab
Singapore
USD 678 k +USD 637 k +76,260 Nuevas
ICM Asset Management
24
ICM Asset Management
Washington
USD 635 k -USD 2.09 k -250 -0.3%
Goldman Sachs
25
Goldman Sachs
New York
USD 635 k +USD 447 k +53,492 +298%
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