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Gladstone Investment Corp
GAIN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 3.85 M -USD 2.78 M -398,688 -43%
UBS Group
2
UBS Group
Switzerland
USD 3.84 M -USD 92.7 k -13,297 -2%
LSV Asset Management
3
LSV Asset Management
Illinois
USD 3.47 M – – –
Davenport & Co
4
Davenport & Co
Virginia
USD 2.69 M +USD 4.8 k +688 +0.2%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
USD 2.31 M +USD 1.19 M +170,249 +111%
Two Sigma Advisers
6
Two Sigma Advisers
New York
USD 1.62 M +USD 423 k +60,700 +37%
Morgan Stanley
7
Morgan Stanley
New York
USD 1.59 M +USD 14.5 k +2,077 +0.9%
Cue Advisory Services
8
Cue Advisory Services
Arizona
USD 1.5 M +USD 28.4 k +4,080 +2%
Two Sigma Investments
9
Two Sigma Investments
New York
USD 1.43 M +USD 606 k +87,009 +78%
OA
10
Outfitter Advisors
Virginia
USD 1.17 M -USD 588 k -84,350 -34%
BlackRock Group
11
BlackRock Group
United Kingdom
USD 1.16 M +USD 144 k +20,652 +15%
Millennium Management
12
Millennium Management
New York
USD 1.11 M +USD 844 k +121,111 +357%
Confluence Investment Management
13
Confluence Investment Management
Missouri
USD 1.02 M – – –
VanEck Associates
14
VanEck Associates
New York
USD 922 k +USD 104 k +14,912 +13%
Nuveen Fund Advisors
15
Nuveen Fund Advisors
Illinois
USD 874 k +USD 851 k +122,067 Nuevas
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
USD 777 k +USD 322 k +46,220 +74%
Wedge Capital Management
17
Wedge Capital Management
North Carolina
USD 695 k – – –
Grantham, Mayo, Van Otterloo & Co (GMO)
18
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
USD 611 k +USD 595 k +85,400 Nuevas
California Public Employees Retirement System
19
California Public Employees Retirement System
California
USD 587 k – – –
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 584 k +USD 24.4 k +3,505 +4%
ICM Asset Management
21
ICM Asset Management
Washington
USD 513 k -USD 2.58 k -370 -0.5%
Legal & General Group
22
Legal & General Group
United Kingdom
USD 428 k – – –
JP Morgan Chase
23
JP Morgan Chase
New York
USD 424 k +USD 194 k +27,778 +89%
Wells Fargo
24
Wells Fargo
California
USD 286 k +USD 2.87 k +412 +1%
Deere & Company
25
Deere & Company
Illinois
USD 264 k – – –
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