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First Trust Managed Municipal ETF
FMB

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 26.6 M +USD 4.43 M +83,205 +20%
Bank of America
2
Bank of America
North Carolina
USD 23.8 M +USD 7.27 M +136,692 +44%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 10.1 M +USD 1.39 M +26,134 +16%
Aviance Capital Management
4
Aviance Capital Management
Florida
USD 8.1 M +USD 8.09 M +152,094 Nuevas
LPL Financial
5
LPL Financial
California
USD 6.12 M +USD 1.96 M +36,906 +47%
IFC Holdings
6
IFC Holdings
Florida
USD 4.11 M +USD 232 k +4,363 +6%
Jane Street
7
Jane Street
New York
USD 2.38 M +USD 509 k +9,556 +27%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 2.24 M +USD 424 k +7,965 +23%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
USD 1.78 M +USD 1.78 M +33,533 Nuevas
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
USD 1.52 M +USD 1.13 M +21,222 +282%
First Allied Advisory Services
11
First Allied Advisory Services
California
USD 1.44 M +USD 478 k +8,974 +49%
Clearwater Capital Advisors
12
Clearwater Capital Advisors
Illinois
USD 1.24 M +USD 195 k +3,657 +19%
UBS Group
13
UBS Group
Switzerland
USD 1.13 M +USD 935 k +17,575 +481%
Goldman Sachs
14
Goldman Sachs
New York
USD 959 k -USD 1.06 M -19,900 -52%
First Heartland Consultants
15
First Heartland Consultants
Missouri
USD 886 k +USD 140 k +2,639 +19%
USCA RIA
16
USCA RIA
Texas
USD 776 k – – –
Raymond James Financial Services Advisors
17
Raymond James Financial Services Advisors
Florida
USD 743 k -USD 53.6 k -1,007 -7%
FA
18
FMA Advisory
Pennsylvania
USD 714 k +USD 714 k +13,417 Nuevas
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 703 k +USD 18.3 k +343 +3%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
USD 676 k +USD 676 k +12,695 Nuevas
Occidental Asset Management
21
Occidental Asset Management
California
USD 559 k – – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
USD 536 k +USD 156 k +2,927 +41%
BerganKDV Wealth Management
23
BerganKDV Wealth Management
Minnesota
USD 463 k – – –
Advisor Group
24
Advisor Group
Arizona
USD 455 k +USD 254 k +4,775 +127%
Private Advisor Group
25
Private Advisor Group
New Jersey
USD 442 k +USD 441 k +8,293 Nuevas
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