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Virtus Diversified Income & Convertible Fund
ACV

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
USD 6.9 M +USD 46.3 k +2,535 +0.7%
Bank of America
2
Bank of America
North Carolina
USD 4.49 M -USD 259 k -14,163 -6%
Advisors Asset Management
3
Advisors Asset Management
Colorado
USD 3.58 M +USD 77.1 k +4,219 +2%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 2.63 M +USD 773 k +42,304 +43%
Wells Fargo
5
Wells Fargo
California
USD 1.6 M +USD 477 k +26,075 +44%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 1.01 M +USD 100 k +5,468 +11%
Invesco
7
Invesco
Georgia
USD 1 M +USD 313 k +17,100 +47%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 981 k -USD 541 k -29,566 -36%
LPL Financial
9
LPL Financial
California
USD 852 k +USD 335 k +18,344 +68%
Laurion Capital Management
10
Laurion Capital Management
New York
USD 698 k +USD 680 k +37,182 Nuevas
Morgan Stanley
11
Morgan Stanley
New York
USD 476 k -USD 203 k -11,097 -30%
Boothbay Fund Management
12
Boothbay Fund Management
New York
USD 375 k +USD 365 k +19,974 Nuevas
ArrowMark Colorado Holdings
13
ArrowMark Colorado Holdings
Colorado
USD 352 k -USD 2.28 k -125 -0.7%
Citigroup
14
Citigroup
New York
USD 342 k +USD 332 k +18,143 +25,199%
Wedbush Securities
15
Wedbush Securities
California
USD 299 k -USD 18.3 k -1,000 -6%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 298 k +USD 94.2 k +5,150 +48%
Landscape Capital Management
17
Landscape Capital Management
New Jersey
USD 241 k +USD 235 k +12,835 Nuevas
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 209 k +USD 203 k +11,118 Nuevas
UBS Group
19
UBS Group
Switzerland
USD 168 k -USD 104 k -5,666 -39%
Thompson Davis & Co
20
Thompson Davis & Co
Virginia
USD 146 k – – –
Advisor Group
21
Advisor Group
Arizona
USD 58 k -USD 3.07 k -168 -5%
Creative Planning
22
Creative Planning
Kansas
USD 19 k +USD 18.3 k +1,000 Nuevas
Tower Research Capital (TRC)
23
Tower Research Capital (TRC)
New York
USD 9 k +USD 8.78 k +480 Nuevas
MSI Financial Services
24
MSI Financial Services
Massachusetts
USD 7 k +USD 183 +10 +3%
SEI Investments
25
SEI Investments
Pennsylvania
USD 1 k – – –
1
2