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Virtus Diversified Income & Convertible Fund
ACV

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
USD 6.94 M +USD 641 k +34,138 +10%
Bank of America
2
Bank of America
North Carolina
USD 4.82 M +USD 32 k +1,706 +0.7%
Advisors Asset Management
3
Advisors Asset Management
Colorado
USD 3.55 M +USD 972 k +51,810 +38%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 1.86 M +USD 580 k +30,926 +46%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 1.56 M -USD 342 k -18,202 -18%
Wells Fargo
6
Wells Fargo
California
USD 1.13 M +USD 263 k +14,010 +31%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 919 k +USD 16.8 k +896 +2%
Morgan Stanley
8
Morgan Stanley
New York
USD 694 k -USD 389 k -20,728 -36%
Invesco
9
Invesco
Georgia
USD 693 k +USD 475 k +25,283 +228%
LPL Financial
10
LPL Financial
California
USD 507 k +USD 98 k +5,220 +24%
Doliver Advisors
11
Doliver Advisors
Texas
USD 496 k -USD 1.39 M -74,167 -74%
ArrowMark Colorado Holdings
12
ArrowMark Colorado Holdings
Colorado
USD 359 k +USD 354 k +18,848 Nuevas
Wedbush Securities
13
Wedbush Securities
California
USD 322 k – – –
Virtu KCG Holdings
14
Virtu KCG Holdings
New York
USD 322 k +USD 13.3 k +708 +4%
UBS Group
15
UBS Group
Switzerland
USD 278 k -USD 27 k -1,441 -9%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 204 k +USD 182 k +9,692 +946%
Thompson Davis & Co
17
Thompson Davis & Co
Virginia
USD 148 k +USD 90.1 k +4,800 +160%
Advisor Group
18
Advisor Group
Arizona
USD 62 k +USD 60.9 k +3,242 Nuevas
MSI Financial Services
19
MSI Financial Services
Massachusetts
USD 7 k +USD 169 +9 +3%
Citigroup
20
Citigroup
New York
USD 1 k -USD 221 k -11,787 -99%
SEI Investments
21
SEI Investments
Pennsylvania
USD 1 k +USD 863 +46 Nuevas
Cable Hill Partners
22
Cable Hill Partners
Oregon
USD 1 k +USD 1.03 k +55 Nuevas
Stifel Financial
23
Stifel Financial
Missouri
– -USD 448 k -25,235 Cerradas
Landscape Capital Management
24
Landscape Capital Management
New Jersey
– -USD 246 k -13,855 Cerradas