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Great Elm Capital Corp

名稱 持股 交易金額 股數
變動
持股
變動
NRCM
1
Northern Right Capital Management
Connecticut
US$209萬 – – –
CCA
2
Cruiser Capital Advisors
Connecticut
US$53.3萬 -US$16.8萬 -29,691 -23%
UBS Group
3
UBS Group
Switzerland
US$15.4萬 +US$12.6萬 +22,329 +377%
Crestwood Advisors Group
4
Crestwood Advisors Group
Massachusetts
US$14.5萬 – – –
Vident Advisory
5
Vident Advisory
Georgia
US$14.5萬 +US$15萬 +26,609 新
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
US$13.6萬 – – –
Ethos Financial Group
7
Ethos Financial Group
Pennsylvania
US$13.1萬 -US$1.27萬 -2,250 -9%
SWP
8
Significant Wealth Partners
Illinois
US$9.14萬 +US$1,685 +298 +2%
Founders Financial Alliance
9
Founders Financial Alliance
North Carolina
US$7.5萬 +US$7.79萬 +13,770 新
RC
10
Rangeley Capital
Connecticut
US$5.45萬 – – –
TCOT
11
Trust Company of Toledo
Ohio
US$2.11萬 – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
US$1.4萬 – – –
Allworth Financial
13
Allworth Financial
California
US$7,630 -US$34 -6 -0.4%
Morgan Stanley
14
Morgan Stanley
New York
US$7,561 -US$204 -36 -3%
Russell Investments Group
15
Russell Investments Group
United Kingdom
US$4,056 +US$4,208 +744 新
TCM
16
Triumph Capital Management
Colorado
US$2,725 – – –
Caitong International Asset Management
17
Caitong International Asset Management
Hong Kong
US$240 +US$249 +44 新
Wells Fargo
18
Wells Fargo
California
US$15 -US$4,966 -878 -100%
Arax Advisory Partners
19
Arax Advisory Partners
Colorado
US$6 – – –
Squarepoint
20
Squarepoint
New York
– -US$32.5萬 -64,942 已平倉
Curi RMB Capital
21
Curi RMB Capital
Illinois
– -US$30.1萬 -60,000 已平倉
Jane Street
22
Jane Street
New York
– -US$20.7萬 -41,244 已平倉
PWAM
23
Papamarkou Wellner Asset Management
New York
– -US$15.1萬 -30,200 已平倉
Two Sigma Securities
24
Two Sigma Securities
New York
– -US$8.55萬 -17,066 已平倉
Northern Trust
25
Northern Trust
Illinois
– -US$5.89萬 -11,765 已平倉