XXII

22nd Century Group
XXII

Overview Fund Activity

134 hedge funds and large institutions have $146M invested in 22nd Century Group in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 12 closing their positions.

Holders
134
Holders Change
+9
Holders Change %
+7.2%
% of All Funds
2.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
48
Reduced
23
Closed
12
Calls
$5.78M
Puts
$2.89M
Net Calls
+$2.89M
Net Calls Change
-$1.4M

Top Buyers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$26.7M
2
EMG
2
ETF Managers Group
New Jersey
$37.1M
3
State Street
3
State Street
Massachusetts
$8.33M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$8.14M
5
BlackRock
5
BlackRock
New York
$29.5M

Top Sellers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$0
2
Invesco
2
Invesco
Georgia
$274K
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$44K
4
Citadel Advisors
4
Citadel Advisors
Florida
$177K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
EMG
1
ETF Managers Group
New Jersey
$37.1M 12,885,652 +883,275 +7%
BlackRock
2
BlackRock
New York
$29.5M 9,951,087 +195,278 +2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$26.7M 9,029,514 +1,418,960 +19%
State Street
4
State Street
Massachusetts
$8.33M 2,813,973 +354,484 +14%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$8.14M 2,751,245 +212,296 +8%
Northern Trust
6
Northern Trust
Illinois
$4.43M 1,494,897 -10,476 -0.7%
Mirae Asset Global Investments
7
Mirae Asset Global Investments
South Korea
$3.84M 1,298,295 -53,839 -4%
HF
8
Halpern Financial
Virginia
$2.02M 682,835 – –
QOP
9
Quinn Opportunity Partners
Virginia
$1.64M 554,836 +3,000 +0.5%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$1.53M 517,647 +64,647 +14%
Nuveen Asset Management
11
Nuveen Asset Management
Illinois
$1.53M 502,587 -20,817 -4%
Morgan Stanley
12
Morgan Stanley
New York
$1.49M 504,367 +88,374 +21%
Charles Schwab
13
Charles Schwab
California
$1.2M 403,817 +20,498 +5%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.18M 397,596 -143,604 -27%
CC
15
Courier Capital
New York
$976K 329,587 – –
Goldman Sachs
16
Goldman Sachs
New York
$946K 319,495 +163,636 +105%
HighTower Advisors
17
HighTower Advisors
Illinois
$756K 255,195 +41,996 +20%
SFI
18
Susquehanna Fundamental Investments
Pennsylvania
$667K 225,300 +600 +0.3%
NSEDCP
19
NJ State Employees Deferred Compensation Plan
New Jersey
$651K 220,000 – –
VIA
20
Vident Investment Advisory
Georgia
$568K 191,784 +191,784 New
Jane Street
21
Jane Street
New York
$559K 188,846 -91,777 -33%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$485K 163,748 -3,110 -2%
HWA
23
Heritage Wealth Advisors
Virginia
$463K 156,368 – –
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$406K 137,155 -5,375 -4%
RhumbLine Advisers
25
RhumbLine Advisers
Massachusetts
$344K 116,352 +17,682 +18%
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