XXII

22nd Century Group
XXII

Overview Fund Activity

37 hedge funds and large institutions have $5.23M invested in 22nd Century Group in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 8 closing their positions.

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
7
Closed
8
Calls
$88K
Puts
$148K
Net Calls
-$60K
Net Calls Change
+$62K

Top Buyers

1
AFM
1
Anson Funds Management
Texas
$1.18M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.53M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$483K
4
RI
4
Ridgewood Investments
New Jersey
$47K
5
Citadel Advisors
5
Citadel Advisors
Florida
$33K

Top Sellers

1
FMA
1
FNY Managed Accounts
New York
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
Group One Trading
3
Group One Trading
Illinois
$23K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.53M 2,321,224 +824,346 +55%
AFM
2
Anson Funds Management
Texas
$1.18M 1,080,750 +1,080,750 New
Geode Capital Management
3
Geode Capital Management
Massachusetts
$483K 443,658 +84,559 +24%
BRWA
4
B. Riley Wealth Advisors
Florida
$165K 151,300 +5,600 +4%
BIT
5
BlackRock Institutional Trust
California
$131K 119,786 – –
Northern Trust
6
Northern Trust
Illinois
$93K 85,755 +2,077 +2%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$77K 70,581 -2,278 -3%
AG
8
Advisor Group
Arizona
$63K 58,000 +4,500 +8%
SA
9
Strategic Advisors
New York
$53K 49,000 -215 -0.4%
Bank of America
10
Bank of America
North Carolina
$49K 44,886 – –
RI
11
Ridgewood Investments
New Jersey
$47K 44,000 +44,000 New
BHWM
12
Bar Harbor Wealth Management
New Hampshire
$39K 35,725 – –
Wolverine Trading
13
Wolverine Trading
Illinois
$37K 33,941 +4,436 +15%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$37K 34,380 +14,000 +69%
Citadel Advisors
15
Citadel Advisors
Florida
$33K 29,874 +29,874 New
CC
16
Courier Capital
New York
$26K 23,940 -4,450 -16%
Simplex Trading
17
Simplex Trading
Illinois
$25K 23,636 +20,105 +569%
Group One Trading
18
Group One Trading
Illinois
$23K 21,065 -52,917 -72%
ABC
19
Associated Banc-Corp
Wisconsin
$22K 20,000 – –
TSS
20
Two Sigma Securities
New York
$22K 20,406 +7,806 +62%
SFSIG
21
San Francisco Sentry Investment Group
California
$17K 15,800 – –
BFA
22
BlackRock Fund Advisors
California
$16K 14,483 +3,240 +29%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$16K 15,051 +15,051 New
HighTower Advisors
24
HighTower Advisors
Illinois
$11K 10,000 +10,000 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$11K 10,200 +10,200 New
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