XXII

22nd Century Group
XXII

Overview Fund Activity

42 hedge funds and large institutions have $2.96M invested in 22nd Century Group in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
9
Reduced
7
Closed
4
Calls
–
Puts
$80K
Net Calls
-$80K
Net Calls Change
-$75K

Top Buyers

1
Hudson Bay Capital Management
1
Hudson Bay Capital Management
Connecticut
$250K
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.04M
3
SIM
3
Spark Investment Management
New York
$75K
4
FMA
4
FNY Managed Accounts
New York
$51.1K
5
SA
5
Strategic Advisors
New York
$38K

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$17K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
UBS Group
4
UBS Group
Switzerland
$0
5
BFA
5
BlackRock Fund Advisors
California
$96K
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.04M 1,328,852 +174,038 +15%
RCM
2
Rotella Capital Management
Washington
$780K 1,000,000 – –
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$250K 10 +10 New
BFA
4
BlackRock Fund Advisors
California
$96K 122,430 -9,252 -7%
BIT
5
BlackRock Institutional Trust
California
$94K 119,786 – –
SIM
6
Spark Investment Management
New York
$75K 96,700 +96,700 New
CI
7
Cowen Inc
New York
$70K 90,000 – –
FMA
8
FNY Managed Accounts
New York
$51.1K 65,203 +65,203 New
Northern Trust
9
Northern Trust
Illinois
$50K 63,708 – –
AIG
10
American International Group
New York
$40K 50,500 – –
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$39K 49,700 +6,500 +15%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$38K 48,856 – –
Bank of America
13
Bank of America
North Carolina
$38K 47,642 +2,756 +6%
SA
14
Strategic Advisors
New York
$38K 49,000 +49,000 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$28K 36,250 +36,250 New
CC
16
Courier Capital
New York
$27K 34,780 – –
Group One Trading
17
Group One Trading
Illinois
$24K 30,849 -5,734 -16%
ICAS
18
Investors Capital Advisory Services
Massachusetts
$21K 27,250 +13,250 +95%
BRWA
19
B. Riley Wealth Advisors
Florida
$20K 25,500 +25,500 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$17K 22,309 -25,182 -53%
ABC
21
Associated Banc-Corp
Wisconsin
$16K 20,000 – –
BHWM
22
Bar Harbor Wealth Management
New Hampshire
$16K 20,725 – –
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$16K 20,380 +380 +2%
VKH
24
Virtu KCG Holdings
New York
$15K 18,961 -4,668 -20%
SFSIG
25
San Francisco Sentry Investment Group
California
$10K 13,650 +1,000 +8%
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