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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
FFBTD
76
First Financial Bank - Trust Division
Ohio
$3.4M -$21.1K -1,106 -0.6%
TAIM
77
TD Ameritrade Investment Management
Nebraska
$3.38M +$821K +43,086 +31%
MIM
78
Macroview Investment Management
Maryland
$3.27M -$1.04M -54,752 -24%
HJA
79
Hugh Johnson Advisors
New York
$3.27M -$3.55M -186,158 -52%
BCM
80
BBT Capital Management
Texas
$3.21M +$1.26M +65,898 +62%
GH
81
GAM Holding
Switzerland
$3.17M
LFM
82
Lumina Fund Management
New York
$3.11M
RJA
83
Raymond James & Associates
Florida
$2.98M -$2.21M -116,110 -42%
GEM
84
Global Endowment Management
North Carolina
$2.95M -$345K -18,132 -10%
MBT
85
Monroe Bank & Trust
Michigan
$2.9M +$12.3K +644 +0.4%
MLM
86
Mount Lucas Management
Pennsylvania
$2.77M +$143K +7,528 +5%
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$2.69M +$344K +18,070 +14%
William Blair & Company
88
William Blair & Company
Illinois
$2.57M -$556K -29,182 -17%
IT
89
Investors Trust
Texas
$2.55M -$272K -14,294 -9%
TFA
90
Toth Financial Advisory
Virginia
$2.54M -$8.19K -430 -0.3%
AIG
91
American International Group
New York
$2.51M -$1.51M -79,160 -37%
MFS
92
MSI Financial Services
Massachusetts
$2.37M -$875K -45,940 -27%
ICMC
93
Intrepid Capital Management (Connecticut)
Connecticut
$2.35M
GCM
94
Graham Capital Management
Connecticut
$2.35M +$2.4M +126,000 New
WA
95
WFG Advisors
Texas
$2.33M -$175K -9,170 -7%
AIM
96
Acropolis Investment Management
Missouri
$2.32M -$530K -27,796 -18%
SAG
97
Sterne Agee Group
Alabama
$2.29M
NPC
98
National Planning Corporation
California
$2.24M +$1.06M +55,506 +85%
NMIFOAC
99
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$2.24M
TCM
100
Talara Capital Management
New Jersey
$2.24M +$2.29M +120,000 New

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.