GAM Holding’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

GAM Holding’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-88,000	Closed	-$2.16M	–	1064
2016 Q3	$2.16M	Buy	88,000 +8,000	+10%	+$203K	0.04%	457
2016 Q2	$2.1M	Hold	80,000	–	–	0.03%	507
2016 Q1	$1.99M	Hold	80,000	–	–	0.03%	474
2015 Q4	$1.73M	Hold	80,000	–	–	0.03%	540
2015 Q3	$1.73M	Hold	80,000	–	–	0.03%	533
2015 Q2	$1.66M	Hold	80,000	–	–	0.02%	585
2015 Q1	$1.78M	Hold	80,000	–	–	0.03%	549
2014 Q4	$1.89M	Hold	80,000	–	–	0.03%	520
2014 Q3	$1.68M	Sell	80,000 -80,000	-50%	-$1.69M	0.02%	557
2014 Q2	$3.54M	Hold	160,000	–	–	0.05%	360
2014 Q1	$3.32M	Sell	160,000 -40,000	-20%	-$789K	0.05%	373
2013 Q4	$3.8M	Buy	200,000 +30,000	+18%	+$574K	0.07%	318
2013 Q3	$3.17M	Hold	170,000	–	–	0.06%	366
2013 Q2	$3.2M	Buy	+170,000	New	+$3.33M	0.07%	309

Other funds holding XLU

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3.39B AUM 20.1% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

STMM

South Texas Money Management San Antonio, Texas $2.37B AUM 5.24% 1-Year Est. Return

GAM Holding's XLU Position: Q4 2016 in Review

GAM Holding sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2016, closing a stake of 88,000 shares — an estimated $2.16M sold.

GAM Holding first reported a position in XLU in Q2 2013 and held it in 14 quarters. The position peaked at $3.8M in Q4 2013. 505 funds tracked by Wall St. Rank hold XLU as of Q4 2016.

GAM Holding reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2016 after selling out during the quarter.
GAM Holding sold 88,000 State Street Utilities Select Sector SPDR ETF shares in Q4 2016, an estimated $2.16M.
GAM Holding first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 14 quarters.
GAM Holding's State Street Utilities Select Sector SPDR ETF position peaked at $3.8M in Q4 2013.
505 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2016.

Based on GAM Holding's 13F filing for Q4 2016, filed 10 Feb 2017.