Sterne Agee Group’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Sterne Agee Group’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-63,200	Closed	-$1.4M	–	298
2014 Q2	$1.4M	Buy	63,200 +24,400	+63%	+$519K	0.23%	140
2014 Q1	$804K	Hold	38,800	–	–	0.16%	191
2013 Q4	$737K	Sell	38,800 -84,000	-68%	-$1.61M	0.24%	119
2013 Q3	$2.29M	Hold	122,800	–	–	0.89%	25
2013 Q2	$2.31M	Buy	+122,800	New	+$2.41M	0.82%	28

Other funds holding XLU

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

Sterne Agee Group's XLU Position: Q3 2014 in Review

Sterne Agee Group sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q3 2014, closing a stake of 63,200 shares — an estimated $1.4M sold.

Sterne Agee Group first reported a position in XLU in Q2 2013 and held it in 5 quarters. The position peaked at $2.31M in Q2 2013. 388 funds tracked by Wall St. Rank hold XLU as of Q3 2014.

Sterne Agee Group reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q3 2014 after selling out during the quarter.
Sterne Agee Group sold 63,200 State Street Utilities Select Sector SPDR ETF shares in Q3 2014, an estimated $1.4M.
Sterne Agee Group first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 5 quarters.
Sterne Agee Group's State Street Utilities Select Sector SPDR ETF position peaked at $2.31M in Q2 2013.
388 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q3 2014.

Based on Sterne Agee Group's 13F filing for Q3 2014, filed 14 Nov 2014.