National Planning Corporation’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

National Planning Corporation’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-81,478	Closed	-$2.16M	–	638
2017 Q3	$2.16M	Sell	81,478 -14,880	-15%	-$399K	0.18%	124
2017 Q2	$2.49M	Sell	96,358 -4,490	-4%	-$118K	0.19%	125
2017 Q1	$2.6M	Sell	100,848 -9,998	-9%	-$250K	0.2%	114
2016 Q4	$2.71M	Buy	110,846 +4,816	+5%	+$115K	0.21%	102
2016 Q3	$2.59M	Buy	106,030 +13,396	+14%	+$340K	0.21%	106
2016 Q2	$2.4M	Buy	92,634 +29,504	+47%	+$727K	0.19%	113
2016 Q1	$1.54M	Sell	63,130 -22,078	-26%	-$510K	0.13%	168
2015 Q4	$1.98M	Buy	85,208 +39,628	+87%	+$859K	0.16%	139
2015 Q3	$1.01M	Sell	45,580 -1,978	-4%	-$42.6K	0.09%	214
2015 Q2	$1.06M	Sell	47,558 -45,170	-49%	-$989K	0.1%	211
2015 Q1	$2.03M	Sell	92,728 -43,740	-32%	-$1.01M	0.18%	120
2014 Q4	$3.23M	Buy	136,468 +21,052	+18%	+$477K	0.23%	80
2014 Q3	$2.46M	Buy	115,416 +10,402	+10%	+$220K	0.19%	103
2014 Q2	$2.32M	Buy	105,014 +3,282	+3%	+$69.8K	0.18%	109
2014 Q1	$2.09M	Sell	101,732 -12,500	-11%	-$246K	0.18%	111
2013 Q4	$2.17M	Sell	114,232 -6,226	-5%	-$119K	0.19%	115
2013 Q3	$2.24M	Buy	120,458 +55,506	+85%	+$1.06M	0.22%	109
2013 Q2	$1.22M	Buy	+64,952	New	+$1.27M	0.15%	152

Other funds holding XLU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

National Planning Corporation's XLU Position: Q4 2017 in Review

National Planning Corporation sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2017, closing a stake of 81,478 shares — an estimated $2.16M sold.

National Planning Corporation first reported a position in XLU in Q2 2013 and held it in 18 quarters. The position peaked at $3.23M in Q4 2014. 585 funds tracked by Wall St. Rank hold XLU as of Q4 2017.

National Planning Corporation reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 81,478 State Street Utilities Select Sector SPDR ETF shares in Q4 2017, an estimated $2.16M.
National Planning Corporation first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 18 quarters.
National Planning Corporation's State Street Utilities Select Sector SPDR ETF position peaked at $3.23M in Q4 2014.
585 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.