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Vanguard Small-Cap Growth ETF

296 hedge funds and large institutions have $2.39B invested in Vanguard Small-Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 119 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.16M | Put options by funds: $540K

105% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 21

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

47% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 81

14% more capital invested

Capital invested by funds: $2.1B → $2.39B (+$292M)

7% more funds holding

Funds holding: 277296 (+19)

2.19% more ownership

Funds ownership: 42.93%45.12% (+2.2%)

Holders
296
Holders Change
+19
Holders Change %
+6.86%
% of All Funds
7.4%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.42%
New
43
Increased
119
Reduced
81
Closed
21
Calls
$1.16M
Puts
$540K
Net Calls
+$621K
Net Calls Change
+$311K
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
126
National Planning Corporation
California
$1.19M +$107K +818 +10%
Cetera Investment Advisers
127
Cetera Investment Advisers
Illinois
$1.19M +$228K +1,745 +24%
SB
128
Suntrust Banks
Georgia
$1.18M +$163K +1,248 +16%
BC
129
Burney Company
Virginia
$1.18M -$36.1K -276 -3%
KL
130
KWMG LLC
Kansas
$1.18M +$133K +1,021 +13%
FAAS
131
First Allied Advisory Services
California
$1.13M +$29.5K +226 +3%
DADC
132
D.A. Davidson & Co
Montana
$1.08M +$19.2K +147 +2%
GLRA
133
Gerald L. Ray & Associates
Texas
$1.05M -$17.6K -135 -2%
CFD
134
Creative Financial Designs
Indiana
$1.05M +$1.03M +7,862 New
BCM
135
BTC Capital Management
Iowa
$1.04M +$29.8K +228 +3%
SQA
136
Simon Quick Advisors
New Jersey
$1.03M +$1.01M +7,764 New
CFA
137
CT Financial Advisors
Pennsylvania
$1.03M -$3.66K -28 -0.4%
CAAS
138
Capital Asset Advisory Services
Michigan
$991K +$973K +7,442 New
WA
139
Waverly Advisors
Alabama
$974K +$106K +812 +12%
V
140
Veritable
Delaware
$956K -$784 -6 -0.1%
CAPTRUST Financial Advisors
141
CAPTRUST Financial Advisors
North Carolina
$926K +$743K +5,687 +449%
EWA
142
Exencial Wealth Advisors
Oklahoma
$891K -$36.5K -279 -4%
BTS
143
BB&T Securities
Virginia
$871K
BWM
144
Bernicke Wealth Management
Wisconsin
$867K -$14.8K -113 -2%
JMPWA
145
JP Morgan Private Wealth Advisors
California
$816K -$317K -2,425 -28%
WI
146
WrapManager Inc
California
$814K +$15.4K +118 +2%
CCP
147
Corient Capital Partners
California
$811K -$46.7K -357 -6%
DY
148
Dowling & Yahnke
California
$790K
QCG
149
Quadrant Capital Group
Ohio
$777K
AFP
150
Ausdal Financial Partners
Iowa
$765K +$40K +306 +6%

VBK Hedge Fund Activity: Q4 2016 in Review

296 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2016, worth a combined $2.39B — up 14% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new VBK positions and 21 closed out — a net gain of 22 holders — while 119 added to existing stakes and 81 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $251M. The largest seller was Bank of America, cutting an estimated $51.9M.

  • 296 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2016, up from 277 in Q3 2016.
  • Funds reported $2.39B of Vanguard Small-Cap Growth ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 43 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2016 and 21 closed out, a net change of +22 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2016 was Jones Financial Companies, an estimated $251M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2016 was Bank of America, an estimated $51.9M sold.

Based on aggregated 13F filings for Q4 2016.