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Vanguard Small-Cap Growth ETF

296 hedge funds and large institutions have $2.39B invested in Vanguard Small-Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 119 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.16M | Put options by funds: $540K

105% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 21

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

47% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 81

14% more capital invested

Capital invested by funds: $2.1B → $2.39B (+$292M)

7% more funds holding

Funds holding: 277296 (+19)

2.19% more ownership

Funds ownership: 42.93%45.12% (+2.2%)

Holders
296
Holders Change
+19
Holders Change %
+6.86%
% of All Funds
7.4%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.42%
New
43
Increased
119
Reduced
81
Closed
21
Calls
$1.16M
Puts
$540K
Net Calls
+$621K
Net Calls Change
+$311K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
76
LPL Financial
California
$3.4M -$34.5M -263,981 -91%
HighTower Advisors
77
HighTower Advisors
Illinois
$3.36M +$829K +6,342 +34%
CWM
78
Cornerstone Wealth Management
Missouri
$3.14M +$57.9K +443 +2%
AG
79
Advisor Group
Arizona
$3.13M +$1.45M +11,062 +89%
IA
80
IFP Advisors
Florida
$3.11M +$190K +1,454 +7%
Citigroup
81
Citigroup
New York
$3.09M -$420K -3,215 -12%
NCMW
82
Northern Capital Management (Wisconsin)
Wisconsin
$3.09M -$22.9K -175 -0.7%
GWA
83
Guidant Wealth Advisors
Illinois
$3.05M +$2.04M +15,634 +230%
PA
84
Probity Advisors
Texas
$2.85M -$162K -1,240 -5%
BFEC
85
Benjamin F. Edwards & Company
Missouri
$2.83M -$4.79M -36,630 -63%
LFG
86
LifePlan Financial Group
Ohio
$2.77M -$101K -774 -4%
FIB
87
First Interstate Bank
Montana
$2.73M
FC
88
Forte Capital
New York
$2.68M -$389K -2,980 -13%
Mariner
89
Mariner
Kansas
$2.68M +$2.06M +15,779 +364%
MCM
90
Manchester Capital Management
Vermont
$2.67M -$361K -2,762 -12%
PAG
91
Private Advisor Group
New Jersey
$2.66M +$778K +5,954 +44%
KFS
92
Kissinger Financial Services
Maryland
$2.58M +$6.14K +47 +0.2%
SB
93
Simmons Bank
Arkansas
$2.53M -$578K -4,421 -19%
Creative Planning
94
Creative Planning
Kansas
$2.48M +$87.4K +669 +4%
Northern Trust
95
Northern Trust
Illinois
$2.46M -$83.6K -640 -3%
AWM
96
Avior Wealth Management
Nebraska
$2.4M +$61K +467 +3%
FHA
97
First Horizon Advisors
Tennessee
$2.24M
FWM
98
Frontier Wealth Management
Missouri
$2.22M -$355K -2,719 -14%
ONB
99
Old National Bancorp
Indiana
$2.2M +$1.53M +11,733 +244%
BWM
100
Braver Wealth Management
Massachusetts
$2.18M +$535K +4,092 +33%

VBK Hedge Fund Activity: Q4 2016 in Review

296 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2016, worth a combined $2.39B — up 14% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new VBK positions and 21 closed out — a net gain of 22 holders — while 119 added to existing stakes and 81 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $251M. The largest seller was Bank of America, cutting an estimated $51.9M.

  • 296 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2016, up from 277 in Q3 2016.
  • Funds reported $2.39B of Vanguard Small-Cap Growth ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 43 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2016 and 21 closed out, a net change of +22 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2016 was Jones Financial Companies, an estimated $251M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2016 was Bank of America, an estimated $51.9M sold.

Based on aggregated 13F filings for Q4 2016.