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Vanguard Small-Cap Growth ETF

296 hedge funds and large institutions have $2.39B invested in Vanguard Small-Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 119 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.16M | Put options by funds: $540K

105% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 21

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

47% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 81

14% more capital invested

Capital invested by funds: $2.1B → $2.39B (+$292M)

7% more funds holding

Funds holding: 277296 (+19)

2.19% more ownership

Funds ownership: 42.93%45.12% (+2.2%)

Holders
296
Holders Change
+19
Holders Change %
+6.86%
% of All Funds
7.4%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.42%
New
43
Increased
119
Reduced
81
Closed
21
Calls
$1.16M
Puts
$540K
Net Calls
+$621K
Net Calls Change
+$311K
Name Holding Trade Value Shares
Change
Change in
Stake
IWA
51
Inspirion Wealth Advisors
Illinois
$5.85M +$356K +2,722 +7%
LNC
52
Lincoln National Corp
Pennsylvania
$5.76M +$261K +1,998 +5%
Baird Financial Group
53
Baird Financial Group
Wisconsin
$5.67M +$161K +1,234 +3%
TH
54
Timber Hill
Connecticut
$5.46M +$5.36M +40,978 New
FFS
55
Founders Financial Securities
Maryland
$5.43M -$3.38M -25,856 -39%
SWM
56
SVA Wealth Management
Wisconsin
$5.37M -$92.7K -709 -2%
SPIA
57
Steward Partners Investment Advisory
New York
$5.33M +$5.23M +40,012 New
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$5.3M +$5.2M +39,826 New
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$5.22M +$5.13M +39,231 New
MFS
60
MSI Financial Services
Massachusetts
$5.21M +$81.3K +622 +2%
Truist Financial
61
Truist Financial
North Carolina
$5.11M -$215K -1,647 -4%
Fidelity Investments
62
Fidelity Investments
Massachusetts
$5.07M +$1.01M +7,755 +26%
GC
63
Garde Capital
Washington
$4.94M -$178K -1,359 -4%
TYCC
64
Texas Yale Capital Corp
Florida
$4.88M +$160K +1,226 +3%
MPWT
65
MassMutual Private Wealth & Trust
Connecticut
$4.83M +$4.75M +36,309 New
GIA
66
GHP Investment Advisors
Colorado
$4.42M +$653 +5 +0%
OCG
67
Opus Capital Group
Ohio
$4.11M -$64.3K -492 -2%
HPBT
68
High Point Bank & Trust
North Carolina
$4.03M
CWM
69
Cranbrook Wealth Management
Michigan
$3.97M -$142K -1,085 -4%
Comerica Bank
70
Comerica Bank
Texas
$3.89M +$130K +991 +4%
FA
71
FC Advisory
Pennsylvania
$3.76M +$57.5K +440 +2%
HCMT
72
Highland Capital Management (Tennessee)
Tennessee
$3.69M +$16.6K +127 +0.5%
Goldman Sachs
73
Goldman Sachs
New York
$3.66M -$115K -882 -3%
WAS
74
Winch Advisory Services
Wisconsin
$3.58M +$3.5M +26,767 +22,878%
KP
75
Keel Point
Alabama
$3.4M +$3.34M +25,567 New

VBK Hedge Fund Activity: Q4 2016 in Review

296 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2016, worth a combined $2.39B — up 14% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new VBK positions and 21 closed out — a net gain of 22 holders — while 119 added to existing stakes and 81 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $251M. The largest seller was Bank of America, cutting an estimated $51.9M.

  • 296 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2016, up from 277 in Q3 2016.
  • Funds reported $2.39B of Vanguard Small-Cap Growth ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 43 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2016 and 21 closed out, a net change of +22 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2016 was Jones Financial Companies, an estimated $251M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2016 was Bank of America, an estimated $51.9M sold.

Based on aggregated 13F filings for Q4 2016.