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Vanguard Small-Cap Growth ETF
VBK

634 hedge funds and large institutions have $5.83B invested in Vanguard Small-Cap Growth ETF in 2020 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 207 increasing their positions, 225 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 35

4% more funds holding

Funds holding: 610 → 634 (+24)

4% more capital invested

Capital invested by funds: $5.61B → $5.83B (+$217M)

3% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $4.15M

8% less repeat investments, than reductions

Existing positions increased: 207 | Existing positions reduced: 225

1.39% less ownership

Funds ownership: 53.83% → 52.44% (-1.4%)

8% less funds holding in top 10

Funds holding in top 10: 38 → 35 (-3)

Holders
634
Holders Change
+24
Holders Change %
+3.93%
% of All Funds
12.79%
Holding in Top 10
35
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-7.89%
% of All Funds
0.71%
New
68
Increased
207
Reduced
225
Closed
35
Calls
$4.28M
Puts
$4.15M
Net Calls
+$133K
Net Calls Change
-$2.92M

Top Buyers

Rank Fund Capital Flow
1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$35.7M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$25.4M
3
AWM
Affinity Wealth Management
Delaware
+$23.9M
4
TC
Trilogy Capital
California
+$19.5M
5
I
INVST
Indiana
+$13.8M

Top Sellers

Rank Fund Capital Flow
1
FIA
Foundations Investment Advisors
Arizona
-$93.2M
2
Bank of America
Bank of America
North Carolina
-$86.8M
3
Jones Financial Companies
Jones Financial Companies
Missouri
-$41M
4
IA
IndexIQ Advisors
New York
-$15.1M
5
Morgan Stanley
Morgan Stanley
New York
-$13.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWM
551
Provident Wealth Management
Tennessee
$54K +$22.2K +105 +72%
EFSCE
552
Enterprise Financial Services Corp (EFSC)
Missouri
$51K -$1.06K -5 -2%
BWM
553
BNC Wealth Management
Oregon
$51K +$50.3K +238 New
AWA
554
Arkadios Wealth Advisors
Georgia
$46.4K -$15.8K -75 -27%
BA
555
Ballast Advisors
Minnesota
$46K – – –
HF
556
Halpern Financial
Virginia
$45.1K -$28.1K -133 -39%
HPC
557
HM Payson & Co
Maine
$45K – – –
BAM
558
Bellevue Asset Management
Washington
$44K – – –
IRC
559
Investors Research Corp
Georgia
$44K – – –
CFN
560
Cordasco Financial Network
Florida
$43K – – –
SWA
561
Sutton Wealth Advisors
Florida
$41.9K +$15K +71 +57%
VCM
562
Versant Capital Management
Arizona
$39K – – –
BWM
563
Baystate Wealth Management
Massachusetts
$38K – – –
CAGAS
564
Capital Advisory Group Advisory Services
Minnesota
$38K – – –
WT
565
Washington Trust
Rhode Island
$37K – – –
AA
566
Advisory Alpha
Michigan
$37K +$34K +161 New
BWM
567
BerganKDV Wealth Management
Minnesota
$36K – – –
WT
568
Whittier Trust
California
$36K +$4.22K +20 +14%
CIAS
569
Capital Investment Advisory Services
North Carolina
$36K +$8.87K +42 +33%
BW
570
Bison Wealth
Georgia
$36K +$14.4K +68 +68%
BFC
571
Bedel Financial Consulting
Indiana
$34K – – –
CIAS
572
CBIZ Investment Advisory Services
Ohio
$34K – – –
BCM
573
Bourgeon Capital Management
Connecticut
$33K – – –
BAM
574
Barrett Asset Management
New York
$32K -$31.7K -150 -50%
SFSG
575
Stearns Financial Services Group
North Carolina
$32K – – –
21 22
23
24 25

VBK Hedge Fund Activity: Q3 2020 in Review

634 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q3 2020, worth a combined $5.83B — up 3.9% from $5.61B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new VBK positions and 35 closed out — a net gain of 33 holders — while 207 added to existing stakes and 225 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $35.7M. The largest seller was Foundations Investment Advisors, exiting entirely with an estimated $93.2M sold.

  • 634 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q3 2020, up from 610 in Q2 2020.
  • Funds reported $5.83B of Vanguard Small-Cap Growth ETF stock for Q3 2020, up 3.9% quarter-over-quarter.
  • 68 funds opened new Vanguard Small-Cap Growth ETF positions in Q3 2020 and 35 closed out, a net change of +33 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q3 2020 was PNC Financial Services Group, an estimated $35.7M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q3 2020 was Foundations Investment Advisors, an estimated $93.2M sold.

Based on aggregated 13F filings for Q3 2020.