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Vanguard Small-Cap Growth ETF

296 hedge funds and large institutions have $2.39B invested in Vanguard Small-Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 119 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.16M | Put options by funds: $540K

105% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 21

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

47% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 81

14% more capital invested

Capital invested by funds: $2.1B → $2.39B (+$292M)

7% more funds holding

Funds holding: 277296 (+19)

2.19% more ownership

Funds ownership: 42.93%45.12% (+2.2%)

Holders
296
Holders Change
+19
Holders Change %
+6.86%
% of All Funds
7.4%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.42%
New
43
Increased
119
Reduced
81
Closed
21
Calls
$1.16M
Puts
$540K
Net Calls
+$621K
Net Calls Change
+$311K
Name Holding Trade Value Shares
Change
Change in
Stake
SEI Investments
26
SEI Investments
Pennsylvania
$15.5M -$2.77M -21,200 -15%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$15.4M +$393K +3,007 +3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$15M -$1.01M -7,747 -6%
SFS
29
Summit Financial Strategies
Ohio
$14.9M -$231K -1,767 -2%
Ameriprise
30
Ameriprise
Minnesota
$14.3M +$6.67M +51,028 +92%
Fifth Third Bancorp
31
Fifth Third Bancorp
Ohio
$13.8M +$2.61M +19,982 +24%
CL
32
Choreo LLC
Illinois
$11.2M +$4.54M +34,740 +70%
QIM
33
Quest Investment Management
Oregon
$10.7M
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$9.66M +$1.57M +12,011 +20%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$9.43M +$2.29M +17,511 +33%
RJA
36
Raymond James & Associates
Florida
$9.02M +$318K +2,431 +4%
CF
37
Corrigan Financial
Rhode Island
$8.66M +$135K +1,032 +2%
SWP
38
Stratos Wealth Partners
Ohio
$8.03M -$4.03M -30,859 -34%
MFW
39
Mosaic Family Wealth
Missouri
$8.03M +$282K +2,157 +4%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$7.84M +$898K +6,868 +13%
PGFC
41
Peapack-Gladstone Financial Corp
New Jersey
$7.31M -$41K -314 -0.6%
CAN
42
Cetera Advisor Networks
California
$7.19M -$209K -1,597 -3%
LIC
43
Lodestar Investment Counsel
Illinois
$7.18M +$35.2K +269 +0.5%
BFA
44
Bragg Financial Advisors
North Carolina
$6.95M +$153K +1,173 +2%
SEIA
45
Signature Estate & Investment Advisors
California
$6.91M -$340K -2,601 -5%
AMG
46
Asset Management Group
Connecticut
$6.24M +$25.6K +196 +0.4%
IFS
47
Ifrah Financial Services
Arkansas
$6.05M -$392K -3,001 -6%
SFG
48
Sage Financial Group
Pennsylvania
$6.01M +$429K +3,279 +8%
MCM
49
McMillion Capital Management
North Carolina
$5.96M -$11.9K -91 -0.2%
CFB
50
Cullen/Frost Bankers
Texas
$5.91M +$38.9K +298 +0.7%

VBK Hedge Fund Activity: Q4 2016 in Review

296 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2016, worth a combined $2.39B — up 14% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new VBK positions and 21 closed out — a net gain of 22 holders — while 119 added to existing stakes and 81 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $251M. The largest seller was Bank of America, cutting an estimated $51.9M.

  • 296 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2016, up from 277 in Q3 2016.
  • Funds reported $2.39B of Vanguard Small-Cap Growth ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 43 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2016 and 21 closed out, a net change of +22 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2016 was Jones Financial Companies, an estimated $251M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2016 was Bank of America, an estimated $51.9M sold.

Based on aggregated 13F filings for Q4 2016.