We are live on ! Find out more
UPST icon

Upstart Holdings

478 hedge funds and large institutions have $5.83B invested in Upstart Holdings in 2021 Q4 according to their latest regulatory filings, with 166 funds opening new positions, 205 increasing their positions, 74 reducing their positions, and 109 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more repeat investments, than reductions

Existing positions increased: 205 | Existing positions reduced: 74

52% more first-time investments, than exits

New positions opened: 166 | Existing positions closed: 109

12% more funds holding

Funds holding: 425478 (+53)

8.61% less ownership

Funds ownership: 56.02%47.41% (-8.6%)

16% less call options, than puts

Call options by funds: $997M | Put options by funds: $1.19B

56% less funds holding in top 10

Funds holding in top 10: 188 (-10)

56% less capital invested

Capital invested by funds: $13.3B → $5.83B (-$7.45B)

Holders
478
Holders Change
+53
Holders Change %
+12.47%
% of All Funds
7.36%
Holding in Top 10
8
Holding in Top 10 Change
-10
Holding in Top 10 Change %
-55.56%
% of All Funds
0.12%
New
166
Increased
205
Reduced
74
Closed
109
Calls
$997M
Puts
$1.19B
Net Calls
-$189M
Net Calls Change
-$677M
Name Holding Trade Value Shares
Change
Change in
Stake
APA
201
American Portfolios Advisors
New York
$717K -$1.05M -4,221 -47%
CSIA
202
Charles Schwab Investment Advisory
California
$693K +$1.14M +4,581 New
WWM
203
Wolff Wiese Magana
California
$690K +$853K +3,415 +299%
CM
204
Caption Management
Oklahoma
$688K
BF
205
BOK Financial
Oklahoma
$682K +$31K +124 +3%
VFA
206
Valeo Financial Advisors
Indiana
$677K +$754K +3,020 +208%
NL
207
NWAM LLC
Washington
$653K +$151K +604 +16%
GKWIM
208
Gerber Kawasaki Wealth & Investment Management
California
$639K +$766K +3,066 +264%
AAM
209
Advisors Asset Management
Colorado
$638K +$378K +1,514 +56%
ProShare Advisors
210
ProShare Advisors
Maryland
$637K +$59.7K +239 +6%
PNC Financial Services Group
211
PNC Financial Services Group
Pennsylvania
$627K +$471K +1,885 +84%
Cerity Partners
212
Cerity Partners
New York
$620K +$1.02M +4,100 New
SLAM
213
Swiss Life Asset Management
$617K +$1.02M +4,081 New
Rockefeller Capital Management
214
Rockefeller Capital Management
New York
$599K +$403K +1,614 +69%
CPWM
215
Cypress Point Wealth Management
Texas
$596K +$411K +1,646 +72%
NFG
216
Next Financial Group
Texas
$590K +$147K +587 +18%
Teacher Retirement System of Texas
217
Teacher Retirement System of Texas
Texas
$564K +$188K +754 +25%
LFAS
218
Level Four Advisory Services
Texas
$561K +$926K +3,706 New
VPIM
219
Vanguard Personalized Indexing Management
California
$554K +$249K +998 +37%
HCA
220
Harbour Capital Advisors
Virginia
$547K +$119K +475 +15%
BAM
221
Blueshift Asset Management
New Jersey
$546K +$902K +3,609 New
WCM
222
Washburn Capital Management
Florida
$543K -$402K -1,610 -31%
PAG
223
Private Advisor Group
New Jersey
$541K +$226K +904 +34%
BRWM
224
B. Riley Wealth Management
Tennessee
$531K +$433K +1,734 +98%
AWA
225
Alta Wealth Advisors
Massachusetts
$528K +$107K +429 +14%

UPST Hedge Fund Activity: Q4 2021 in Review

478 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q4 2021, worth a combined $5.83B — down 56% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 166 funds opened new UPST positions and 109 closed out — a net gain of 57 holders — while 205 added to existing stakes and 74 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $269M. The largest seller was Third Point, cutting an estimated $2.1B.

  • 478 institutional investors held Upstart Holdings (UPST) as of Q4 2021, up from 425 in Q3 2021.
  • Funds reported $5.83B of Upstart Holdings stock for Q4 2021, down 56% quarter-over-quarter.
  • 166 funds opened new Upstart Holdings positions in Q4 2021 and 109 closed out, a net change of +57 holders.
  • The largest Upstart Holdings buyer in Q4 2021 was D.E. Shaw & Co, an estimated $269M added.
  • The largest Upstart Holdings seller in Q4 2021 was Third Point, an estimated $2.1B sold.

Based on aggregated 13F filings for Q4 2021.