Caption Management’s Upstart Holdings UPST Stock Holding History

Caption Management’s Portfolio UPST Stock Details UPST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$886K	Sell	25,000 -5,000	-17%	-$154K	﹤0.01%	1172
2026 Q1	$770K	Buy	30,000 +15,000	+100%	+$528K	﹤0.01%	1097
2025 Q4	$656K	Hold	15,000	–	–	﹤0.01%	1186
2025 Q3	$762K	Buy	15,000 +2,000	+15%	+$141K	0.01%	1187
2025 Q2	$841K	Hold	13,000	–	–	0.01%	983
2025 Q1	$598K	Sell	13,000 -1,500	-10%	-$93.2K	0.01%	1058
2024 Q4	$893K	Buy	+14,500	New	+$904K	0.01%	952
2023 Q1	–	Sell	-2,000	Closed	-$26.4K	–	1587
2022 Q4	$26.4K	Hold	2,000	–	–	﹤0.01%	1198
2022 Q3	$42K	Hold	2,000	–	–	﹤0.01%	1395
2022 Q2	$63K	Sell	2,000 -3,500	-64%	-$208K	﹤0.01%	1325
2022 Q1	$600K	Buy	5,500 +950	+21%	+$109K	0.01%	1108
2021 Q4	$688K	Hold	4,550	–	–	0.01%	1166
2021 Q3	$1.44M	Buy	+4,550	New	+$897K	0.02%	901

Other funds holding UPST

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return

HFF

Halter Ferguson Financial Carmel, Indiana $617M AUM 69.99% 1-Year Est. Return

Caption Management's UPST Position: Q2 2026 in Review

Caption Management reduced its Upstart Holdings (UPST) stake by 17% in Q2 2026, selling an estimated $154K and leaving 25,000 shares worth $886K. The position accounts for ﹤0.01% of the portfolio, ranked #1172.

Caption Management first reported a position in UPST in Q3 2021 and has held it in 13 quarters since. The position peaked at $1.44M in Q3 2021. 368 funds tracked by Wall St. Rank hold UPST as of Q2 2026.

Caption Management held 25,000 shares of Upstart Holdings worth $886K as of Q2 2026.
Caption Management sold 5,000 Upstart Holdings shares in Q2 2026, an estimated $154K.
Upstart Holdings made up ﹤0.01% of Caption Management's portfolio in Q2 2026, its #1172 holding.
Caption Management first reported a position in Upstart Holdings in Q3 2021 and has held it in 13 quarters since.
Caption Management's Upstart Holdings position peaked at $1.44M in Q3 2021.
368 funds tracked by Wall St. Rank held Upstart Holdings as of Q2 2026.

Based on Caption Management's 13F filing for Q2 2026, filed 14 Aug 2026.