Caption Management’s Upstart Holdings UPST Stock Holding History

Caption Management’s Portfolio UPST Stock Details UPST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$8.86M	Hold	250,000	–	–	0.04%	429
2026 Q1	$6.41M	Hold	250,000	–	–	0.04%	457
2025 Q4	$10.9M	Hold	250,000	–	–	0.08%	314
2025 Q3	$12.7M	Sell	250,000 -25,000	-9%	-$1.76M	0.1%	221
2025 Q2	$17.8M	Buy	275,000 +25,000	+10%	+$1.23M	0.2%	103
2025 Q1	$11.5M	Hold	250,000	–	–	0.11%	176
2024 Q4	$15.4M	Sell	250,000 -31,500	-11%	-$1.96M	0.15%	113
2024 Q3	$11.3M	Buy	+281,500	New	+$9.36M	0.18%	136
2023 Q1	–	Sell	-35,000	Closed	-$463K	–	1586
2022 Q4	$463K	Hold	35,000	–	–	0.01%	942
2022 Q3	$727K	Hold	35,000	–	–	0.01%	975
2022 Q2	$1.11M	Hold	35,000	–	–	0.02%	848
2022 Q1	$3.82M	Hold	35,000	–	–	0.05%	535
2021 Q4	$5.29M	Hold	35,000	–	–	0.06%	436
2021 Q3	$11.1M	Buy	+35,000	New	+$6.9M	0.13%	214

Other funds holding UPST

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return

HFF

Halter Ferguson Financial Carmel, Indiana $617M AUM 69.99% 1-Year Est. Return

Caption Management's UPST Position: Q2 2026 in Review

Caption Management reduced its Upstart Holdings (UPST) stake by 17% in Q2 2026, selling an estimated $154K and leaving 25,000 shares worth $886K. The position accounts for ﹤0.01% of the portfolio, ranked #1172.

Caption Management first reported a position in UPST in Q3 2021 and has held it in 13 quarters since. The position peaked at $1.44M in Q3 2021. 368 funds tracked by Wall St. Rank hold UPST as of Q2 2026.

Caption Management held 25,000 shares of Upstart Holdings worth $886K as of Q2 2026.
Caption Management sold 5,000 Upstart Holdings shares in Q2 2026, an estimated $154K.
Upstart Holdings made up ﹤0.01% of Caption Management's portfolio in Q2 2026, its #1172 holding.
Caption Management first reported a position in Upstart Holdings in Q3 2021 and has held it in 13 quarters since.
Caption Management's Upstart Holdings position peaked at $1.44M in Q3 2021.
368 funds tracked by Wall St. Rank held Upstart Holdings as of Q2 2026.

Based on Caption Management's 13F filing for Q2 2026, filed 14 Aug 2026.