Caption Management’s Upstart Holdings UPST Stock Holding History

Caption Management’s Portfolio UPST Stock Details UPST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$6.41M	Hold	250,000	–	–	0.04%	457
2025 Q4	$10.9M	Hold	250,000	–	–	0.08%	314
2025 Q3	$12.7M	Sell	250,000 -25,000	-9%	-$1.76M	0.1%	221
2025 Q2	$17.8M	Buy	275,000 +25,000	+10%	+$1.23M	0.2%	103
2025 Q1	$11.5M	Hold	250,000	–	–	0.11%	176
2024 Q4	$15.4M	Sell	250,000 -31,500	-11%	-$1.96M	0.15%	113
2024 Q3	$11.3M	Buy	+281,500	New	+$9.36M	0.18%	136
2023 Q1	–	Sell	-35,000	Closed	-$463K	–	1586
2022 Q4	$463K	Hold	35,000	–	–	0.01%	942
2022 Q3	$727K	Hold	35,000	–	–	0.01%	975
2022 Q2	$1.11M	Hold	35,000	–	–	0.02%	848
2022 Q1	$3.82M	Hold	35,000	–	–	0.05%	535
2021 Q4	$5.29M	Hold	35,000	–	–	0.06%	436
2021 Q3	$11.1M	Buy	+35,000	New	+$6.9M	0.13%	214

Other funds holding UPST

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

HFF

Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return

Caption Management's UPST Position: Q1 2026 in Review

Caption Management increased its Upstart Holdings (UPST) stake by 100% in Q1 2026, buying an estimated $528K and bringing the position to 30,000 shares worth $770K. The position accounts for ﹤0.01% of the portfolio, ranked #1097.

Caption Management first reported a position in UPST in Q3 2021 and has held it in 12 quarters since. The position peaked at $1.44M in Q3 2021. 339 funds tracked by Wall St. Rank hold UPST as of Q1 2026.

Caption Management held 30,000 shares of Upstart Holdings worth $770K as of Q1 2026.
Caption Management bought 15,000 Upstart Holdings shares in Q1 2026, an estimated $528K.
Upstart Holdings made up ﹤0.01% of Caption Management's portfolio in Q1 2026, its #1097 holding.
Caption Management first reported a position in Upstart Holdings in Q3 2021 and has held it in 12 quarters since.
Caption Management's Upstart Holdings position peaked at $1.44M in Q3 2021.
339 funds tracked by Wall St. Rank held Upstart Holdings as of Q1 2026.

Based on Caption Management's 13F filing for Q1 2026, filed 15 May 2026.