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Upstart Holdings

291 hedge funds and large institutions have $1.08B invested in Upstart Holdings in 2023 Q3 according to their latest regulatory filings, with 48 funds opening new positions, 91 increasing their positions, 72 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 72

1.18% more ownership

Funds ownership: 43.71%44.88% (+1.2%)

5% less call options, than puts

Call options by funds: $444M | Put options by funds: $470M

4% less funds holding

Funds holding: 302291 (-11)

17% less capital invested

Capital invested by funds: $1.3B → $1.08B (-$215M)

17% less first-time investments, than exits

New positions opened: 48 | Existing positions closed: 58

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
291
Holders Change
-11
Holders Change %
-3.64%
% of All Funds
4.62%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
48
Increased
91
Reduced
72
Closed
58
Calls
$444M
Puts
$470M
Net Calls
-$25.3M
Net Calls Change
+$37.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$196M +$3.53M +87,832 +1%
BlackRock
2
BlackRock
New York
$143M -$14.1M -351,909 -7%
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$80.4M +$9.63M +239,506 +9%
Morgan Stanley
4
Morgan Stanley
New York
$54.7M +$30.5M +758,669 +66%
State Street
5
State Street
Massachusetts
$49.9M +$976K +24,279 +1%
Coatue Management
6
Coatue Management
New York
$47.5M
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$45.1M -$27.5M -684,658 -33%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$42.9M +$2.62M +65,249 +5%
Goldman Sachs
9
Goldman Sachs
New York
$40.8M +$5.15M +128,221 +10%
Voloridge Investment Management
10
Voloridge Investment Management
Florida
$35.6M +$8.73M +217,297 +21%
Mirae Asset Global Investments
11
Mirae Asset Global Investments
South Korea
$28.9M -$325K -8,088 -0.8%
Northern Trust
12
Northern Trust
Illinois
$20.5M +$325K +8,091 +1%
Citadel Advisors
13
Citadel Advisors
Florida
$18.9M +$15.6M +389,264 +143%
Charles Schwab
14
Charles Schwab
California
$15.9M +$858K +21,344 +4%
FAM
15
Fred Alger Management
New York
$14.5M +$11.2M +279,110 +122%
Optiver Holding
16
Optiver Holding
Netherlands
$13.4M +$16.9M +421,036 +862%
Norges Bank
17
Norges Bank
Norway
$12.1M -$483K -12,011 -3%
PFO
18
Pathstone Family Office
New Jersey
$11.3M +$177K +4,395 +1%
JP Morgan Chase
19
JP Morgan Chase
New York
$10.5M +$1.32M +32,740 +10%
Bank of America
20
Bank of America
North Carolina
$9.68M +$7.12M +177,242 +109%
Two Sigma Investments
21
Two Sigma Investments
New York
$8.57M +$12.1M +300,300 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$7.08M +$30.7K +763 +0.3%
First Trust Advisors
23
First Trust Advisors
Illinois
$6.72M +$9.46M +235,308 New
Jane Street
24
Jane Street
New York
$6.52M -$12.8M -317,759 -58%
LIP
25
Liontrust Investment Partners
United Kingdom
$6.42M +$603K +15,000 +7%

UPST Hedge Fund Activity: Q3 2023 in Review

291 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q3 2023, worth a combined $1.08B — down 17% from $1.3B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of UPST and 48 opened new positions — a net loss of 10 holders — while 72 trimmed existing stakes and 91 added.

The largest buyer was Morgan Stanley, adding an estimated $30.5M. The largest seller was Bank of Montreal, cutting an estimated $27.5M.

  • 291 institutional investors held Upstart Holdings (UPST) as of Q3 2023, down from 302 in Q2 2023.
  • Funds reported $1.08B of Upstart Holdings stock for Q3 2023, down 17% quarter-over-quarter.
  • 48 funds opened new Upstart Holdings positions in Q3 2023 and 58 closed out, a net change of -10 holders.
  • The largest Upstart Holdings buyer in Q3 2023 was Morgan Stanley, an estimated $30.5M added.
  • The largest Upstart Holdings seller in Q3 2023 was Bank of Montreal, an estimated $27.5M sold.

Based on aggregated 13F filings for Q3 2023.