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Upstart Holdings

425 hedge funds and large institutions have $13.3B invested in Upstart Holdings in 2021 Q3 according to their latest regulatory filings, with 225 funds opening new positions, 115 increasing their positions, 59 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 225 | Existing positions closed: 52

166% more capital invested

Capital invested by funds: $4.99B → $13.3B (+$8.29B)

95% more repeat investments, than reductions

Existing positions increased: 115 | Existing positions reduced: 59

67% more funds holding

Funds holding: 254425 (+171)

26% more call options, than puts

Call options by funds: $2.38B | Put options by funds: $1.89B

20% more funds holding in top 10

Funds holding in top 10: 1518 (+3)

3.16% more ownership

Funds ownership: 52.86%56.02% (+3.2%)

Holders
425
Holders Change
+171
Holders Change %
+67.32%
% of All Funds
7.44%
Holding in Top 10
18
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+20%
% of All Funds
0.32%
New
225
Increased
115
Reduced
59
Closed
52
Calls
$2.38B
Puts
$1.89B
Net Calls
+$488M
Net Calls Change
+$621M
Name Holding Trade Value Shares
Change
Change in
Stake
IFG
151
Independent Financial Group
California
$1.95M +$1.22M +6,166 New
TRCT
152
Tower Research Capital (TRC)
New York
$1.89M -$5.94M -30,113 -83%
OCM
153
Orion Capital Management
California
$1.79M +$1.11M +5,650 New
State of Wisconsin Investment Board
154
State of Wisconsin Investment Board
Wisconsin
$1.79M +$1.11M +5,651 New
ISWM
155
Independent Solutions Wealth Management
New York
$1.72M +$1.07M +5,439 New
EGI
156
EAM Global Investors
California
$1.68M +$1.05M +5,316 New
Envestnet Asset Management
157
Envestnet Asset Management
Illinois
$1.66M -$10.3M -51,988 -91%
ASRS
158
Arizona State Retirement System
Arizona
$1.66M +$15.8K +80 +2%
WCM
159
Washburn Capital Management
Florida
$1.65M +$1.03M +5,200 New
MAM
160
Morse Asset Management
Connecticut
$1.63M +$205K +1,040 +25%
NA
161
NewEdge Advisors
Louisiana
$1.62M +$1.01M +5,114 New
X
162
Xponance
Pennsylvania
$1.6M +$999K +5,066 New
DekaBank Deutsche Girozentrale
163
DekaBank Deutsche Girozentrale
Germany
$1.59M +$986K +5,000 New
BFEC
164
Benjamin F. Edwards & Company
Missouri
$1.58M +$983K +4,983 New
Principal Financial Group
165
Principal Financial Group
Iowa
$1.47M +$914K +4,634 New
CIBC World Market
166
CIBC World Market
Ontario, Canada
$1.44M -$1.46M -7,397 -62%
CM
167
Caption Management
Oklahoma
$1.44M +$897K +4,550 New
LAM
168
LifePro Asset Management
California
$1.43M +$889K +4,505 New
AFC
169
AFT Forsyth & Company
Florida
$1.39M +$868K +4,400 New
BF
170
BOK Financial
Oklahoma
$1.39M +$865K +4,385 New
SFA
171
Souders Financial Advisors
Ohio
$1.37M +$33.3K +169 +4%
Fidelity Investments
172
Fidelity Investments
Massachusetts
$1.3M +$806K +4,086 +12,018%
SPC
173
Sigma Planning Corp
Michigan
$1.26M +$73.2K +371 +10%
BOH
174
Bank of Hawaii
Hawaii
$1.26M +$783K +3,971 New
ProShare Advisors
175
ProShare Advisors
Maryland
$1.26M +$783K +3,968 New

UPST Hedge Fund Activity: Q3 2021 in Review

425 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Upstart Holdings (UPST) for Q3 2021, worth a combined $13.3B — up 166% from $4.99B a quarter earlier.

Buyers outnumbered sellers: 225 funds opened new UPST positions and 52 closed out — a net gain of 173 holders — while 115 added to existing stakes and 59 trimmed.

The largest buyer was Vanguard Group, adding an estimated $593M. The largest seller was VK Services, cutting an estimated $546M.

  • 425 institutional investors held Upstart Holdings (UPST) as of Q3 2021, up from 254 in Q2 2021.
  • Funds reported $13.3B of Upstart Holdings stock for Q3 2021, up 166% quarter-over-quarter.
  • 225 funds opened new Upstart Holdings positions in Q3 2021 and 52 closed out, a net change of +173 holders.
  • The largest Upstart Holdings buyer in Q3 2021 was Vanguard Group, an estimated $593M added.
  • The largest Upstart Holdings seller in Q3 2021 was VK Services, an estimated $546M sold.

Based on aggregated 13F filings for Q3 2021.