Principal Financial Group
UPST icon

Principal Financial Group’s Upstart Holdings UPST Stock Holding History

Principal Financial Group’s Portfolio UPST Stock Details UPST Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$227K Buy
9,886
+3,342
+51% +$95.7K ﹤0.01% 2088
2026
Q2 		$232K Buy
+6,544
New +$202K ﹤0.01% 2073
2026
Q1 		– Sell
-5,035
Closed -$220K – 2294
2025
Q4 		$220K Sell
5,035
-1,413
-22% -$65.1K ﹤0.01% 2121
2025
Q3 		$328K Buy
6,448
+458
+8% +$32.2K ﹤0.01% 2113
2025
Q2 		$387K Sell
5,990
-112,697
-95% -$5.53M ﹤0.01% 2029
2025
Q1 		$5.46M Buy
118,687
+112,002
+1,675% +$6.96M ﹤0.01% 1534
2024
Q4 		$412K Sell
6,685
-472
-7% -$29.4K ﹤0.01% 1990
2024
Q3 		$286K Sell
7,157
-3,248
-31% -$108K ﹤0.01% 2035
2024
Q2 		$245K Buy
10,405
+422
+4% +$10.2K ﹤0.01% 2099
2024
Q1 		$268K Buy
9,983
+1,533
+18% +$45.3K ﹤0.01% 2113
2023
Q4 		$345K Buy
8,450
+916
+12% +$27.9K ﹤0.01% 2029
2023
Q3 		$215K Sell
7,534
-979
-12% -$39.3K ﹤0.01% 2144
2023
Q2 		$305K Buy
+8,513
New +$196K ﹤0.01% 2077
2022
Q3 		– Sell
-9,692
Closed -$307K – 2574
2022
Q2 		$307K Buy
9,692
+4,933
+104% +$294K ﹤0.01% 2169
2022
Q1 		$519K Sell
4,759
-119
-2% -$13.7K ﹤0.01% 2101
2021
Q4 		$738K Buy
4,878
+244
+5% +$61K ﹤0.01% 2044
2021
Q3 		$1.47M Buy
+4,634
New +$914K ﹤0.01% 1922

Other funds holding UPST

BlackRock
BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.76T AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.21T AUM
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return
Halter Ferguson Financial
Halter Ferguson Financial Carmel, Indiana $577M AUM 16.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $106B AUM 2.29% 1-Year Est. Return

Principal Financial Group's UPST Position: Q3 2026 in Review

Principal Financial Group increased its Upstart Holdings (UPST) stake by 51% in Q3 2026, buying an estimated $95.7K and bringing the position to 9,886 shares worth $227K. The position accounts for ﹤0.01% of the portfolio, ranked #2088.

Principal Financial Group first reported a position in UPST in Q3 2021 and has held it in 17 quarters since. The position peaked at $5.46M in Q1 2025. 254 funds tracked by Wall St. Rank hold UPST as of Q3 2026.

  • Principal Financial Group held 9,886 shares of Upstart Holdings worth $227K as of Q3 2026.
  • Principal Financial Group bought 3,342 Upstart Holdings shares in Q3 2026, an estimated $95.7K.
  • Upstart Holdings made up ﹤0.01% of Principal Financial Group's portfolio in Q3 2026, its #2088 holding.
  • Principal Financial Group first reported a position in Upstart Holdings in Q3 2021 and has held it in 17 quarters since.
  • Principal Financial Group's Upstart Holdings position peaked at $5.46M in Q1 2025.
  • 254 funds tracked by Wall St. Rank held Upstart Holdings as of Q3 2026.

Based on Principal Financial Group's 13F filing for Q3 2026, filed 2 Nov 2026.