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UFOX

Defiance Space and Connective Tech ETF
UFOX

109 hedge funds and large institutions have $96.5M invested in Defiance Space and Connective Tech ETF in 2020 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 39 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

363% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 8

333% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 9

40% more capital invested

Capital invested by funds: $69.1M → $96.5M (+$27.4M)

36% more funds holding

Funds holding: 80 → 109 (+29)

0.13% less ownership

Funds ownership: 19.7% → 19.58% (-0.13%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
109
Holders Change
+29
Holders Change %
+36.25%
% of All Funds
2.2%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
37
Increased
39
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$13.4M
2
BFA
Beaumont Financial Advisors
Massachusetts
+$3.94M
3
FA
Fagan Associates
New York
+$3.43M
4
LPL Financial
LPL Financial
California
+$2.31M
5
Osaic Holdings
Osaic Holdings
Arizona
+$1.68M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$3.38M
2
BSG
Black Swift Group
Colorado
-$3M
3
PP
Prudential plc
United Kingdom
-$2.38M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.01M
5
SWM
SeaCrest Wealth Management
New York
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$593K +$325K +11,326 +119%
BRWA
27
B. Riley Wealth Advisors
Florida
$577K +$19.7K +688 +4%
FAAS
28
First Allied Advisory Services
California
$484K +$57 +2 +0%
SWM
29
SeaCrest Wealth Management
New York
$442K -$359K -12,498 -45%
Truist Financial
30
Truist Financial
North Carolina
$426K +$429K +14,971 New
CA
31
Cetera Advisors
Colorado
$417K +$68.1K +2,375 +19%
OC
32
Oppenheimer & Co
New York
$404K +$37.3K +1,300 +10%
Creative Planning
33
Creative Planning
Kansas
$361K +$73.4K +2,560 +25%
FFG
34
Frisch Financial Group
New York
$360K +$65.2K +2,272 +22%
LWM
35
Laidlaw Wealth Management
New York
$339K +$341K +11,897 New
CAN
36
Cetera Advisor Networks
California
$337K +$117K +4,080 +53%
APA
37
American Portfolios Advisors
New York
$332K +$48.7K +1,697 +17%
SC
38
Searle & Co
Connecticut
$325K – – –
PAS
39
Park Avenue Securities
New York
$321K -$27.1K -944 -8%
WP
40
WealthSource Partners
California
$318K +$320K +11,155 New
IWM
41
IHT Wealth Management
Illinois
$308K +$310K +10,808 New
AWM
42
AllSquare Wealth Management
New York
$305K +$17.2K +600 +6%
ACS
43
Archford Capital Strategies
Illinois
$294K +$296K +10,319 New
WWM
44
Western Wealth Management
Colorado
$285K +$287K +9,998 New
IAP
45
Indie Asset Partners
Indiana
$282K -$18.5K -644 -6%
BB
46
Busey Bank
Illinois
$277K – – –
PP
47
Prudential plc
United Kingdom
$262K -$2.38M -83,030 -90%
WAM
48
Wealthspire Advisors (Maryland)
Maryland
$256K +$258K +8,984 New
WANY
49
Wealthspire Advisors (New York)
New York
$256K +$258K +8,984 New
Cetera Investment Advisers
50
Cetera Investment Advisers
Illinois
$252K +$254K +8,850 New
1
2
3 4 5

UFOX Hedge Fund Activity: Q3 2020 in Review

109 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Defiance Space and Connective Tech ETF (UFOX) for Q3 2020, worth a combined $96.5M — up 40% from $69.1M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new UFOX positions and 8 closed out — a net gain of 29 holders — while 39 added to existing stakes and 9 trimmed.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $13.4M. The largest seller was Raymond James & Associates, cutting an estimated $3.38M.

  • 109 institutional investors held Defiance Space and Connective Tech ETF (UFOX) as of Q3 2020, up from 80 in Q2 2020.
  • Funds reported $96.5M of Defiance Space and Connective Tech ETF stock for Q3 2020, up 40% quarter-over-quarter.
  • 37 funds opened new Defiance Space and Connective Tech ETF positions in Q3 2020 and 8 closed out, a net change of +29 holders.
  • The largest Defiance Space and Connective Tech ETF buyer in Q3 2020 was Mirae Asset Global Investments, an estimated $13.4M added.
  • The largest Defiance Space and Connective Tech ETF seller in Q3 2020 was Raymond James & Associates, an estimated $3.38M sold.

Based on aggregated 13F filings for Q3 2020.