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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$237K +$231K +8,825 New
GG
52
Gofen & Glossberg
Illinois
$233K
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$233K +$25.9K +987 +13%
WB
54
WesBanco Bank
West Virginia
$228K +$314 +12 +0.1%
Allianz Asset Management
55
Allianz Asset Management
Germany
$222K -$135K -5,135 -38%
RMC
56
Regis Management Company
California
$220K
IFWM
57
Institute for Wealth Management
Colorado
$219K +$215K +8,197 New
RFC
58
Regions Financial Corp
Alabama
$214K +$734 +28 +0.4%
OC
59
Oppenheimer & Co
New York
$213K +$367 +14 +0.2%
LPL Financial
60
LPL Financial
California
$206K +$200K +7,633 New
NB
61
Nicolet Bankshares
Wisconsin
$205K +$200K +7,615 New
Koshinski Asset Management
62
Koshinski Asset Management
Illinois
$203K -$36.7K -1,400 -16%
EWM
63
Evermay Wealth Management
Virginia
$200K +$195K +7,436 New
Citigroup
64
Citigroup
New York
$193K -$11K -420 -6%
WEC
65
Winslow Evans & Crocker
Massachusetts
$177K +$419 +16 +0.2%
IA
66
IFP Advisors
Florida
$106K -$42.2K -1,609 -29%
CIBC Private Wealth Group
67
CIBC Private Wealth Group
Georgia
$103K +$100K +3,828 New
TJHA
68
Thomas J. Herzfeld Advisors
Florida
$90K -$1.42M -54,190 -94%
APA
69
American Portfolios Advisors
New York
$77.1K +$75K +2,862 New
GWA
70
Guidant Wealth Advisors
Illinois
$67K +$262 +10 +0.4%
CPIG
71
Chicago Partners Investment Group
Illinois
$64K
CBT
72
Capital Bank & Trust
California
$63K +$61.3K +2,340 New
US Bancorp
73
US Bancorp
Minnesota
$58K +$210 +8 +0.4%
PG
74
Patten Group
Tennessee
$57K +$183 +7 +0.3%
WAM
75
Wealthspire Advisors (Maryland)
Maryland
$51K