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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$808K -$127K -8,310 -13%
TYCC
27
Texas Yale Capital Corp
Florida
$707K
SI
28
Stephens Inc
Arkansas
$694K +$747K +48,785 New
SCM
29
Shelton Capital Management
Colorado
$480K -$107K -7,000 -17%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$470K -$111K -7,281 -18%
LPL Financial
31
LPL Financial
California
$438K +$472K +30,823 New
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$433K +$110K +7,207 +31%
FAAS
33
First Allied Advisory Services
California
$416K +$79.7K +5,208 +22%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$328K +$352K +23,000 New
KeyBank National Association
35
KeyBank National Association
Ohio
$290K +$312K +20,400 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$256K -$51.9K -3,387 -16%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$230K +$91.1K +5,951 +58%
EGA
38
Eagle Global Advisors
Texas
$212K +$41.3K +2,700 +22%
P
39
&Partners
Tennessee
$196K -$26.3K -1,719 -11%
AG
40
Advisor Group
Arizona
$196K +$114K +7,444 +116%
RJA
41
Raymond James & Associates
Florida
$178K +$192K +12,546 New
WSTAM
42
Wilbanks Smith & Thomas Asset Management
Virginia
$171K
GIM
43
Greenwich Investment Management
Connecticut
$155K +$166K +10,870 New
Wolverine Trading
44
Wolverine Trading
Illinois
$155K +$167K +10,884 New
Stifel Financial
45
Stifel Financial
Missouri
$154K +$1.78K +116 +1%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$141K +$6.15K +402 +4%
SPIA
47
Steward Partners Investment Advisory
New York
$134K -$26.2K -1,713 -15%
ASN
48
Advisory Services Network
Georgia
$134K +$3.69K +241 +3%
Canada Life
49
Canada Life
Manitoba, Canada
$116K +$125K +8,193 New
CH
50
Canton Hathaway
Rhode Island
$114K