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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
1
Two Sigma Investments
New York
$3.03M -$1.25M -232,938 -27%
Marshall Wace
2
Marshall Wace
United Kingdom
$1.66M -$317K -59,134 -15%
Legal & General Group
3
Legal & General Group
United Kingdom
$1.6M +$75.3K +14,054 +5%
BlackRock
4
BlackRock
New York
$754K -$15.4K -2,883 -2%
Bank of America
5
Bank of America
North Carolina
$620K +$311K +58,083 +85%
Morgan Stanley
6
Morgan Stanley
New York
$602K -$96.4K -17,996 -13%
Wells Fargo
7
Wells Fargo
California
$569K +$20.3K +3,789 +3%
UBS Group
8
UBS Group
Switzerland
$417K -$657K -122,619 -59%
KA
9
Kovack Advisors
Florida
$402K +$68.8K +12,850 +19%
LPL Financial
10
LPL Financial
California
$322K -$9.51K -1,775 -3%
SIC
11
Samalin Investment Counsel
New York
$303K -$203K -37,850 -38%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$285K +$20.2K +3,778 +7%
VIA
13
Virtus Investment Advisers
Connecticut
$262K -$81.4K -15,190 -22%
Canada Life
14
Canada Life
Manitoba, Canada
$240K +$27K +5,036 +11%
EGA
15
Eagle Global Advisors
Texas
$200K -$19.6K -3,665 -8%
AAP
16
Arax Advisory Partners
Colorado
$198K +$216K +40,300 New
PFS
17
Prospera Financial Services
Texas
$195K +$26.5K +4,951 +14%
EFG
18
Ethos Financial Group
Pennsylvania
$194K -$17.1K -3,200 -7%
CEFA
19
Closed-End Fund Advisors
Virginia
$166K -$7.07K -1,320 -4%
CAM
20
Cresset Asset Management
Illinois
$161K +$7.79K +1,454 +5%
Osaic Holdings
21
Osaic Holdings
Arizona
$157K +$59.3K +11,064 +53%
MWM
22
Meridian Wealth Management
Kentucky
$147K
P
23
&Partners
Tennessee
$117K +$128K +23,860 New
NG
24
Norden Group
Utah
$113K -$572K -106,751 -82%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$107K +$117K +21,865 New