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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
1
Two Sigma Investments
New York
$4.25M +$529K +92,677 +12%
Marshall Wace
2
Marshall Wace
United Kingdom
$1.98M +$33.9K +5,941 +2%
Legal & General Group
3
Legal & General Group
United Kingdom
$1.55M +$152K +26,652 +9%
UBS Group
4
UBS Group
Switzerland
$1.04M +$1.02M +179,494 +638%
BlackRock
5
BlackRock
New York
$781K -$720K -126,222 -45%
Morgan Stanley
6
Morgan Stanley
New York
$701K +$310K +54,289 +63%
SSA
7
Schonfeld Strategic Advisors
New York
$686K +$784K +137,464 New
NG
8
Norden Group
Utah
$647K -$253K -44,354 -25%
Wells Fargo
9
Wells Fargo
California
$560K +$245K +42,916 +62%
SIC
10
Samalin Investment Counsel
New York
$497K +$41.2K +7,218 +8%
Lido Advisors
11
Lido Advisors
California
$417K
TI
12
Trexquant Investment
Connecticut
$416K -$614K -107,673 -56%
Millennium Management
13
Millennium Management
New York
$415K +$314K +55,097 +197%
VIA
14
Virtus Investment Advisers
Connecticut
$342K -$6.1K -1,069 -2%
Bank of America
15
Bank of America
North Carolina
$340K -$19.5K -3,427 -5%
LPL Financial
16
LPL Financial
California
$336K -$5.03K -881 -1%
KA
17
Kovack Advisors
Florida
$325K +$39.9K +6,986 +12%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$271K +$42K +7,355 +16%
EFG
19
Ethos Financial Group
Pennsylvania
$269K
EGA
20
Eagle Global Advisors
Texas
$221K +$94K +16,485 +59%
Canada Life
21
Canada Life
Manitoba, Canada
$221K -$55.5K -9,738 -18%
OAM
22
Oxford Asset Management
United Kingdom
$195K +$158K +27,693 +244%
USCWA
23
U.S. Capital Wealth Advisors
Texas
$179K +$14.3K +2,500 +8%
CEFA
24
Closed-End Fund Advisors
Virginia
$175K -$2.16K -379 -1%
PFS
25
Prospera Financial Services
Texas
$174K +$199K +34,809 New