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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$10.3M
ClearBridge Investments
2
ClearBridge Investments
New York
$7.25M +$403K +34,161 +3%
CIM
3
Confluence Investment Management
Missouri
$3.59M -$1.03M -86,916 -12%
AM
4
Ares Management
California
$2.66M +$5.48M +463,685 New
RA
5
Resource America
New York
$2.38M +$2.33M +197,206 +91%
VanEck Associates
6
VanEck Associates
New York
$2.01M +$911K +77,143 +28%
AllianceBernstein
7
AllianceBernstein
Tennessee
$1.8M +$67.6K +5,721 +2%
AAM
8
Advisors Asset Management
Colorado
$1.6M -$233K -19,735 -7%
VEA
9
Virtus ETF Advisers
New York
$1.52M -$322K -27,235 -9%
Morgan Stanley
10
Morgan Stanley
New York
$1.43M +$135K +11,461 +5%
PI
11
Putnam Investments
Massachusetts
$1.21M +$31.6K +2,679 +1%
GC
12
Guggenheim Capital
Illinois
$1.02M +$47.9K +4,053 +2%
BlackRock
13
BlackRock
New York
$919K +$239K +20,198 +14%
Wells Fargo
14
Wells Fargo
California
$915K -$1.37M -116,252 -42%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$911K +$727K +61,567 +63%
Legal & General Group
16
Legal & General Group
United Kingdom
$803K +$35.3K +2,988 +2%
JP Morgan Chase
17
JP Morgan Chase
New York
$683K +$162K +13,691 +13%
Two Sigma Investments
18
Two Sigma Investments
New York
$671K +$1.38M +116,922 New
Millennium Management
19
Millennium Management
New York
$642K +$1.32M +111,831 New
RCM
20
Radcliffe Capital Management
Pennsylvania
$631K +$1.3M +110,000 New
UBS Group
21
UBS Group
Switzerland
$583K -$4.13M -349,524 -77%
WAM
22
Wolverine Asset Management
Illinois
$561K +$460K +38,915 +66%
EIM
23
Essex Investment Management
Massachusetts
$475K +$102K +8,647 +12%
IAIM
24
International Assets Investment Management
Florida
$462K +$950K +80,460 New
Baird Financial Group
25
Baird Financial Group
Wisconsin
$458K -$12.1K -1,022 -1%