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Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$487M -$21.8M -395,111 -4%
Morgan Stanley
2
Morgan Stanley
New York
$42.2M +$119K +2,166 +0.3%
EA
3
Efficient Advisors
Ohio
$37.2M +$22M +398,823 +153%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$14.7M +$4.48M +81,250 +45%
CJA
5
C-J Advisory
California
$11.4M +$11.1M +202,095 New
Jane Street
6
Jane Street
New York
$7M -$4.63M -83,961 -40%
Citadel Advisors
7
Citadel Advisors
Florida
$4.59M +$3.62M +65,749 +416%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$981K +$554K +10,059 +136%
OMC
9
Old Mission Capital
Illinois
$960K +$940K +17,059 New
CS
10
Credit Suisse
Switzerland
$590K +$577K +10,475 New
LNC
11
Lincoln National Corp
Pennsylvania
$445K +$40K +726 +10%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$314K -$386 -7 -0.1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$304K +$54.4K +987 +22%
US Bancorp
14
US Bancorp
Minnesota
$191K
AG
15
Advisor Group
Arizona
$186K
Wells Fargo
16
Wells Fargo
California
$113K -$232K -4,207 -68%
MFS
17
MSI Financial Services
Massachusetts
$12K
Bank of America
18
Bank of America
North Carolina
$11K
UBS Group
19
UBS Group
Switzerland
$7K -$58.5K -1,062 -90%
SEI Investments
20
SEI Investments
Pennsylvania
-$10K -196 Closed