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Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$483M -$13.1M -229,510 -3%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$8.28M +$3.51M +61,575 +70%
Morgan Stanley
3
Morgan Stanley
New York
$4.09M -$205K -3,597 -5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.74M +$101K +1,775 +3%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$1.79M
Citadel Advisors
6
Citadel Advisors
Florida
$1.42M +$1.46M +25,647 New
VFS
7
VSR Financial Services
Kansas
$1.16M +$63.7K +1,119 +6%
HCM
8
Hollencrest Capital Management
California
$541K
Bank of America
9
Bank of America
North Carolina
$410K -$378K -6,632 -47%
OMC
10
Old Mission Capital
Illinois
$390K +$403K +7,076 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$229K +$66.2K +1,162 +39%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$164K +$22.4K +394 +15%
AIG
13
American International Group
New York
$160K +$27.4K +481 +20%
UBS Group
14
UBS Group
Switzerland
$141K +$111K +1,951 +320%
TRCT
15
Tower Research Capital (TRC)
New York
$22K +$9.63K +169 +73%
MFS
16
MSI Financial Services
Massachusetts
$6K +$5.7K +100 New
Stifel Financial
17
Stifel Financial
Missouri
-$704K -12,900 Closed
Jane Street
18
Jane Street
New York
-$600K -10,999 Closed
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
-$442K -8,100 Closed
FNBT
20
FineMark National Bank & Trust
Florida
-$126K -2,300 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$10.4K -182 -98%