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Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$442M -$66.6M -1,113,274 -13%
Morgan Stanley
2
Morgan Stanley
New York
$40.5M -$3.31M -55,299 -7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$10.4M +$9.73M +162,676 +834%
Deutsche Bank
4
Deutsche Bank
Germany
$8.47M +$3.1M +51,831 +54%
Jane Street
5
Jane Street
New York
$7.51M -$819K -13,686 -9%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$4.4M +$2.91M +48,709 +173%
UFA
7
US Financial Advisors
Massachusetts
$3.17M +$3.31M +55,300 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.45M +$729K +12,174 +92%
VFS
9
VSR Financial Services
Kansas
$384K +$401K +6,698 New
Citadel Advisors
10
Citadel Advisors
Florida
$299K +$313K +5,227 New
SPC
11
Sigma Planning Corp
Michigan
$263K +$275K +4,593 New
UBS Group
12
UBS Group
Switzerland
$183K +$192K +3,209 New
AIG
13
American International Group
New York
$140K -$15K -250 -9%
Bank of America
14
Bank of America
North Carolina
$90K +$41.6K +696 +78%
TRCT
15
Tower Research Capital (TRC)
New York
$82K +$84.2K +1,407 +5,412%
NPC
16
National Planning Corporation
California
$33.3K +$35.7K +596 New
VKH
17
Virtu KCG Holdings
New York
-$600K -9,707 Closed
FNBT
18
FineMark National Bank & Trust
Florida
-$111K -1,800 Closed
MFS
19
MSI Financial Services
Massachusetts
-$3K -50 Closed
Parallax Volatility Advisers
20
Parallax Volatility Advisers
California
+$60 +1 New