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Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$490M +$33M +564,214 +7%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$4.83M +$2.43M +41,441 +88%
Morgan Stanley
3
Morgan Stanley
New York
$4.24M +$354K +6,048 +8%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.6M +$717K +12,253 +23%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$1.78M +$1.9M +32,531 New
VFS
6
VSR Financial Services
Kansas
$1.08M +$226K +3,854 +24%
Bank of America
7
Bank of America
North Carolina
$767K -$562K -9,608 -41%
Stifel Financial
8
Stifel Financial
Missouri
$704K
Jane Street
9
Jane Street
New York
$600K -$9.21M -157,261 -93%
HCM
10
Hollencrest Capital Management
California
$535K
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$442K +$474K +8,100 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$163K +$175K +2,992 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$141K +$151K +2,580 New
AIG
14
American International Group
New York
$132K +$5.74K +98 +4%
FNBT
15
FineMark National Bank & Trust
Florida
$126K +$135K +2,300 New
UBS Group
16
UBS Group
Switzerland
$33K
TRCT
17
Tower Research Capital (TRC)
New York
$13K -$34.2K -584 -72%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$10K -$714K -12,200 -99%
TCT
19
TIAA CREF Trust
Missouri
-$643K -10,560 Closed
OMC
20
Old Mission Capital
Illinois
-$329K -5,405 Closed
SPC
21
Sigma Planning Corp
Michigan
-$218K -3,587 Closed
UFA
22
US Financial Advisors
Massachusetts
-$88K -1,445 Closed