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FlexShares iBoxx 3-Year Target Duration TIPS Index Fund

38 hedge funds and large institutions have $416M invested in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 5

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

12% more funds holding

Funds holding: 3438 (+4)

3% more capital invested

Capital invested by funds: $405M → $416M (+$11.4M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.14% less ownership

Funds ownership: 97.67%97.54% (-0.14%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
20
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VA
1
Valmark Advisers
Ohio
$318M +$9.45M +378,092 +3%
TAT
2
TD Ameritrade Trust
Colorado
$28.7M +$795K +31,773 +3%
Northern Trust
3
Northern Trust
Illinois
$17.8M +$88.7M +3,546,162 +5%
HBT
4
Hills Bank & Trust
Iowa
$10.7M +$896K +35,831 +9%
M&T Bank
5
M&T Bank
New York
$7.95M +$8.04M +321,564 New
CCWA
6
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$7.58M -$427K -17,083 -5%
FBNAT
7
FirstMerit Bank N.A. Trustee
Ohio
$3.84M +$172K +6,891 +5%
VFS
8
VSR Financial Services
Kansas
$2.72M +$352K +14,070 +15%
Morgan Stanley
9
Morgan Stanley
New York
$2.69M +$2.52M +100,875 +1,251%
CIA
10
Capital Investment Advisors
Georgia
$2.25M -$113K -4,500 -5%
IFA
11
Interactive Financial Advisors
Illinois
$1.99M +$17.8K +711 +0.9%
Comerica Bank
12
Comerica Bank
Texas
$1.88M +$373K +14,902 +24%
Bank of America
13
Bank of America
North Carolina
$1.67M +$167K +6,677 +11%
LPL Financial
14
LPL Financial
California
$1.25M +$993K +39,715 +369%
LNB
15
Ledyard National Bank
$1.23M +$398K +15,903 +47%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$970K +$982K +39,267 New
SFA
17
Sequoia Financial Advisors
Ohio
$835K +$35.9K +1,434 +4%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$764K +$773K +30,915 New
SF
19
Synovus Financial
Georgia
$618K
Deutsche Bank
20
Deutsche Bank
Germany
$610K -$4.48M -179,065 -88%
US Bancorp
21
US Bancorp
Minnesota
$512K +$283K +11,303 +120%
Wells Fargo
22
Wells Fargo
California
$456K +$145K +5,811 +46%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$284K -$17.5K -700 -6%
CS
24
Comerica Securities
Michigan
$209K +$211K +8,447 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$204K +$156K +6,249 +313%

TDTT Hedge Fund Activity: Q3 2014 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) for Q3 2014, worth a combined $416M — up 2.8% from $405M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new TDTT positions and 6 closed out — a net gain of 4 holders — while 20 added to existing stakes and 5 trimmed.

The largest buyer was Northern Trust, adding an estimated $88.7M. The largest seller was Deutsche Bank, cutting an estimated $4.48M.

  • 38 institutional investors held FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) as of Q3 2014, up from 34 in Q2 2014.
  • Funds reported $416M of FlexShares iBoxx 3-Year Target Duration TIPS Index Fund stock for Q3 2014, up 2.8% quarter-over-quarter.
  • 10 funds opened new FlexShares iBoxx 3-Year Target Duration TIPS Index Fund positions in Q3 2014 and 6 closed out, a net change of +4 holders.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund buyer in Q3 2014 was Northern Trust, an estimated $88.7M added.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund seller in Q3 2014 was Deutsche Bank, an estimated $4.48M sold.

Based on aggregated 13F filings for Q3 2014.