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FlexShares iBoxx 3-Year Target Duration TIPS Index Fund

29 hedge funds and large institutions have $369M invested in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

26% more funds holding

Funds holding: 2329 (+6)

11% more capital invested

Capital invested by funds: $333M → $369M (+$36.5M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.09% less ownership

Funds ownership: 98.02%97.93% (-0.09%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
29
Holders Change
+6
Holders Change %
+26.09%
% of All Funds
0.84%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
9
Increased
7
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VA
1
Valmark Advisers
Ohio
$284M +$24.7M +988,458 +10%
TAT
2
TD Ameritrade Trust
Colorado
$27.1M +$313K +12,545 +1%
Northern Trust
3
Northern Trust
Illinois
$16.1M +$59.7M +2,392,987 +4%
Deutsche Bank
4
Deutsche Bank
Germany
$11.3M +$10.2M +406,750 +835%
CCWA
5
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.28M -$252K -10,084 -3%
HBT
6
Hills Bank & Trust
Iowa
$7.49M +$896K +35,920 +14%
FBNAT
7
FirstMerit Bank N.A. Trustee
Ohio
$4.37M -$541K -21,687 -11%
CIA
8
Capital Investment Advisors
Georgia
$2.04M +$2.04M +81,720 New
IFA
9
Interactive Financial Advisors
Illinois
$1.4M -$104K -4,176 -7%
Morgan Stanley
10
Morgan Stanley
New York
$1.37M -$572K -22,921 -29%
VFS
11
VSR Financial Services
Kansas
$1.36M +$1.36M +54,665 New
Bank of America
12
Bank of America
North Carolina
$1.01M -$24.8K -994 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$970K +$346K +13,855 +55%
SFA
14
Sequoia Financial Advisors
Ohio
$936K +$938K +37,575 New
BCM
15
Bluefin Capital Management
New York
$763K +$764K +30,600 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$304K +$304K +12,197 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$288K +$289K +11,567 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$186K +$138K +5,526 +285%
Wells Fargo
19
Wells Fargo
California
$151K -$71.4K -2,860 -32%
U
20
UBS
Switzerland
$127K -$16.3K -652 -11%
US Bancorp
21
US Bancorp
Minnesota
$58K -$22.6K -905 -28%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$41K
WT
23
Whittier Trust
California
$36K
DBT
24
Dubuque Bank & Trust
Iowa
$26K +$26K +1,040 New
JFGIW
25
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$22K +$21.8K +875 New

TDTT Hedge Fund Activity: Q4 2013 in Review

29 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) for Q4 2013, worth a combined $369M — up 11% from $333M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TDTT positions and 3 closed out — a net gain of 6 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Northern Trust, adding an estimated $59.7M. The largest seller was Wilmington Trust Investment Management, exiting entirely with an estimated $4.01M sold.

  • 29 institutional investors held FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) as of Q4 2013, up from 23 in Q3 2013.
  • Funds reported $369M of FlexShares iBoxx 3-Year Target Duration TIPS Index Fund stock for Q4 2013, up 11% quarter-over-quarter.
  • 9 funds opened new FlexShares iBoxx 3-Year Target Duration TIPS Index Fund positions in Q4 2013 and 3 closed out, a net change of +6 holders.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund buyer in Q4 2013 was Northern Trust, an estimated $59.7M added.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund seller in Q4 2013 was Wilmington Trust Investment Management, an estimated $4.01M sold.

Based on aggregated 13F filings for Q4 2013.