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FlexShares iBoxx 3-Year Target Duration TIPS Index Fund

23 hedge funds and large institutions have $333M invested in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

9% more capital invested

Capital invested by funds: $305M → $333M (+$28M)

1% more ownership

Funds ownership: 97.03%98.02% (+1%)

4% less funds holding

Funds holding: 2423 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.75%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.1%
New
3
Increased
12
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VA
1
Valmark Advisers
Ohio
$259M +$15.7M +630,003 +6%
TAT
2
TD Ameritrade Trust
Colorado
$26.8M -$627K -25,104 -2%
Northern Trust
3
Northern Trust
Illinois
$15.5M +$167M +6,700,871 +12%
CCWA
4
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.54M +$6.17M +247,171 +260%
HBT
5
Hills Bank & Trust
Iowa
$6.6M +$1.92M +76,965 +41%
FBNAT
6
FirstMerit Bank N.A. Trustee
Ohio
$4.91M +$2.11M +84,526 +75%
WTIM
7
Wilmington Trust Investment Management
Delaware
$4.01M +$4.01M +160,550 New
Morgan Stanley
8
Morgan Stanley
New York
$1.94M +$838K +33,569 +76%
IFA
9
Interactive Financial Advisors
Illinois
$1.5M -$601K -24,081 -29%
Deutsche Bank
10
Deutsche Bank
Germany
$1.22M +$842K +33,708 +225%
Bank of America
11
Bank of America
North Carolina
$1.04M +$569K +22,767 +121%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$625K +$8.49K +340 +1%
Wells Fargo
13
Wells Fargo
California
$222K +$134K +5,360 +151%
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$222K +$212K +8,481 +2,024%
U
15
UBS
Switzerland
$144K -$66.6K -2,665 -32%
US Bancorp
16
US Bancorp
Minnesota
$80K +$46.3K +1,855 +136%
ECM
17
Exchange Capital Management
Michigan
$56K +$55.8K +2,234 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$48K +$48.4K +1,937 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$41K -$12.1K -486 -23%
WT
20
Whittier Trust
California
$36K
Citigroup
21
Citigroup
New York
$18K
Ameriprise
22
Ameriprise
Minnesota
$6K
IFWM
23
Institute for Wealth Management
Colorado
$5K -$5.84K -234 -53%
Jane Street
24
Jane Street
New York
-$6.22M -250,445 Closed
FNBT
25
FineMark National Bank & Trust
Florida
-$211K -8,505 Closed

TDTT Hedge Fund Activity: Q3 2013 in Review

23 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) for Q3 2013, worth a combined $333M — up 9.2% from $305M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of TDTT and 3 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 12 added.

The largest buyer was Northern Trust, adding an estimated $167M. The largest seller was Jane Street, exiting entirely with an estimated $6.22M sold.

  • 23 institutional investors held FlexShares iBoxx 3-Year Target Duration TIPS Index Fund (TDTT) as of Q3 2013, down from 24 in Q2 2013.
  • Funds reported $333M of FlexShares iBoxx 3-Year Target Duration TIPS Index Fund stock for Q3 2013, up 9.2% quarter-over-quarter.
  • 3 funds opened new FlexShares iBoxx 3-Year Target Duration TIPS Index Fund positions in Q3 2013 and 4 closed out, a net change of -1 holder.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund buyer in Q3 2013 was Northern Trust, an estimated $167M added.
  • The largest FlexShares iBoxx 3-Year Target Duration TIPS Index Fund seller in Q3 2013 was Jane Street, an estimated $6.22M sold.

Based on aggregated 13F filings for Q3 2013.