Capital Investment Advisors’s FlexShares iBoxx 3-Year Target Duration TIPS Index Fund TDTT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,416	Closed	-$308K	–	465
2016 Q3	$308K	Sell	12,416 -400	-3%	-$9.92K	0.03%	334
2016 Q2	$320K	Sell	12,816 -43,741	-77%	-$1.08M	0.03%	318
2016 Q1	$1.4M	Sell	56,557 -14,647	-21%	-$358K	0.14%	141
2015 Q4	$1.72M	Sell	71,204 -6,980	-9%	-$170K	0.18%	117
2015 Q3	$1.91M	Sell	78,184 -4,220	-5%	-$103K	0.21%	101
2015 Q2	$2.02M	Sell	82,404 -7,425	-8%	-$182K	0.22%	105
2015 Q1	$2.19M	Sell	89,829 -2,159	-2%	-$52.7K	0.23%	99
2014 Q4	$2.23M	Buy	91,988 +815	+0.9%	+$20.1K	0.25%	96
2014 Q3	$2.25M	Sell	91,173 -4,500	-5%	-$113K	0.26%	91
2014 Q2	$2.42M	Buy	95,673 +6,843	+8%	+$172K	0.28%	87
2014 Q1	$2.21M	Buy	88,830 +7,110	+9%	+$178K	0.28%	91
2013 Q4	$2.04M	Buy	+81,720	New	+$2.04M	0.27%	93