We are live on ! Find out more
TCPC icon

BlackRock TCP Capital

96 hedge funds and large institutions have $460M invested in BlackRock TCP Capital in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 42 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 32

23% more capital invested

Capital invested by funds: $375M → $460M (+$85.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

5% less funds holding

Funds holding: 10196 (-5)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

Holders
96
Holders Change
-5
Holders Change %
-4.95%
% of All Funds
2.56%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
8
Increased
42
Reduced
32
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DLG
76
Daniel L. Goodwin
$164K
CG
77
Cutler Group
California
$96K +$94K +5,871 New
GH
78
GAM Holding
Switzerland
$65K +$63.8K +3,985 New
WAM
79
Wealthspire Advisors (Maryland)
Maryland
$59K +$2.06K +129 +4%
JP Morgan Chase
80
JP Morgan Chase
New York
$55K -$209K -13,075 -80%
GXMC
81
Global X Management Company
New York
$53K +$20.2K +1,263 +64%
TRCT
82
Tower Research Capital (TRC)
New York
$48K +$47.3K +2,952 New
NFG
83
Next Financial Group
Texas
$44K +$10.1K +630 +30%
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$32K
Manulife (Manufacturers Life Insurance)
85
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$25K
TDC
86
Thompson Davis & Co
Virginia
$20K +$19.2K +1,200 New
WRM
87
Westport Resources Management
Connecticut
$19K -$134K -8,400 -88%
IA
88
IFP Advisors
Florida
$15K
FMP
89
Financial Management Professionals
Texas
$14K
PCM
90
Penserra Capital Management
California
$11K +$3.49K +218 +43%
CFA
91
Carroll Financial Associates
North Carolina
$10K
Creative Planning
92
Creative Planning
Kansas
$9K -$2.27K -142 -20%
Barclays
93
Barclays
United Kingdom
$8K +$6.2K +387 +472%
TC
94
Trust Company
Kansas
$5K +$4.48K +280 New
PCM
95
Prelude Capital Management
New York
$2K -$8K -500 -83%
MFS
96
MSI Financial Services
Massachusetts
$2K
Axa
97
Axa
France
-$12.6M -822,823 Closed
Millennium Management
98
Millennium Management
New York
-$1.14M -74,757 Closed
DCM
99
Dialectic Capital Management
Connecticut
-$718K -47,000 Closed
D.E. Shaw & Co
100
D.E. Shaw & Co
New York
-$552K -36,145 Closed

TCPC Hedge Fund Activity: Q3 2016 in Review

96 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q3 2016, worth a combined $460M — up 23% from $375M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of TCPC and 8 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 42 added.

The largest buyer was Burgundy Asset Management, opening a new position worth an estimated $50M. The largest seller was Axa, exiting entirely with an estimated $12.6M sold.

  • 96 institutional investors held BlackRock TCP Capital (TCPC) as of Q3 2016, down from 101 in Q2 2016.
  • Funds reported $460M of BlackRock TCP Capital stock for Q3 2016, up 23% quarter-over-quarter.
  • 8 funds opened new BlackRock TCP Capital positions in Q3 2016 and 11 closed out, a net change of -3 holders.
  • The largest BlackRock TCP Capital buyer in Q3 2016 was Burgundy Asset Management, an estimated $50M added.
  • The largest BlackRock TCP Capital seller in Q3 2016 was Axa, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2016.