We are live on ! Find out more
TCPC icon

BlackRock TCP Capital

99 hedge funds and large institutions have $273M invested in BlackRock TCP Capital in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 25

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

34% more capital invested

Capital invested by funds: $204M → $273M (+$68.9M)

14% more call options, than puts

Call options by funds: $748K | Put options by funds: $658K

4% more funds holding

Funds holding: 9599 (+4)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
99
Holders Change
+4
Holders Change %
+4.21%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.09%
New
15
Increased
46
Reduced
25
Closed
10
Calls
$748K
Puts
$658K
Net Calls
+$90K
Net Calls Change
+$229K
Name Holding Trade Value Shares
Change
Change in
Stake
SFM
76
Soros Fund Management
New York
$205K -$414K -24,700 -67%
PAA
77
Peregrine Asset Advisers
Oregon
$194K
PNC Financial Services Group
78
PNC Financial Services Group
Pennsylvania
$172K +$82.5K +4,920 +93%
DLG
79
Daniel L. Goodwin
$167K
Bank of America
80
Bank of America
North Carolina
$139K +$45.5K +2,714 +49%
CAM
81
ClariVest Asset Management
California
$114K -$1.79M -106,710 -94%
BRWA
82
B. Riley Wealth Advisors
Florida
$103K -$65.9K -3,928 -39%
WRM
83
Westport Resources Management
Connecticut
$79K +$33.5K +2,000 +74%
Credit Agricole
84
Credit Agricole
France
$65K -$45.7K -2,727 -41%
U
85
UBS
Switzerland
$58K -$369K -22,011 -86%
DADC
86
D.A. Davidson & Co
Montana
$50K +$50.7K +3,026 New
LTFS
87
Ladenburg Thalmann Financial Services
Florida
$49K +$40.2K +2,400 +480%
Barclays
88
Barclays
United Kingdom
$31K +$19.4K +1,157 +146%
BNP Paribas Financial Markets
89
BNP Paribas Financial Markets
France
$23.5K +$23.5K +1,403 New
WA
90
WFG Advisors
Texas
$23K
BlackRock
91
BlackRock
New York
$18K
Teacher Retirement System of Texas
92
Teacher Retirement System of Texas
Texas
$17K -$27K -1,608 -61%
Ameriprise
93
Ameriprise
Minnesota
$14K -$85.8K -5,119 -86%
TRCT
94
Tower Research Capital (TRC)
New York
$14K -$24.5K -1,462 -64%
CFA
95
Carroll Financial Associates
North Carolina
$10K
MIM
96
Macroview Investment Management
Maryland
$10K
Group One Trading
97
Group One Trading
Illinois
$7K -$1.68K -100 -20%
MFS
98
MSI Financial Services
Massachusetts
$3K -$838 -50 -23%
Manulife (Manufacturers Life Insurance)
99
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$377 +$56.9K +3,396 +18%
GC
100
Guggenheim Capital
Illinois
-$3.89M -239,918 Closed

TCPC Hedge Fund Activity: Q4 2013 in Review

99 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2013, worth a combined $273M — up 34% from $204M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new TCPC positions and 10 closed out — a net gain of 5 holders — while 46 added to existing stakes and 25 trimmed.

The largest buyer was Vaughan Nelson Investment Management, adding an estimated $14.2M. The largest seller was Wells Fargo, cutting an estimated $4.91M.

  • 99 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2013, up from 95 in Q3 2013.
  • Funds reported $273M of BlackRock TCP Capital stock for Q4 2013, up 34% quarter-over-quarter.
  • 15 funds opened new BlackRock TCP Capital positions in Q4 2013 and 10 closed out, a net change of +5 holders.
  • The largest BlackRock TCP Capital buyer in Q4 2013 was Vaughan Nelson Investment Management, an estimated $14.2M added.
  • The largest BlackRock TCP Capital seller in Q4 2013 was Wells Fargo, an estimated $4.91M sold.

Based on aggregated 13F filings for Q4 2013.